News Centre

FCA Reforms Decision-Making To Tackle Consumer Harm

Date 26/11/2021

The FCA has reformed its decision-making process to ensure it can make faster and more effective decisions for consumers, markets and firms.

Hong Kong Securities and Futures Commission Issues Restriction Notices To Two Brokers To Freeze Client Accounts Linked To A Suspected Social Media Ramp-And-Dump Scam

Date 26/11/2021

The Securities and Futures Commission (SFC) has issued restriction notices to Emperor Securities Limited and Get Nice Securities Limited, prohibiting them from dealing with or processing certain assets held in 17 trading accounts which are related to a suspected social media ramp-and-dump scam involving manipulation of the market in late October 2021 in the shares of a company listed on the Stock Exchange of Hong Kong Limited.

Circular On The Releasing the Revised Trading Rules And Other Related Implementing Rules Of The Shanghai Futures Exchange

Date 26/11/2021

The revised Trading Rules of the Shanghai Futures Exchange and other related implementing rules have been reviewed and adopted by the Board of Directors Shanghai Futures Exchange (SHFE), and reported to the China Securities Regulatory Commission. These rules are hereby released and shall take effect as of the date of releasing.

Updated : Japan International Financial Center Website

Date 26/11/2021

Click here to access the Japan International Financial Center website.

HKEX Stock Exchange Participants' Market Share Report

Date 26/11/2021

Stock Exchange Participants' Market Share Report

Moscow Exchange: Risk Parameters Changes For The Securities And PFE-RM

Date 26/11/2021

Please follow the links below to access the information:

Risk Parameters Change for the Securities
Risk parameters change for the security PFE-RM

Bursa Malaysia Securities Publicly Reprimands Harn Len Corporation BHD And 5 Directors

Date 26/11/2021

Bursa Malaysia Securities Berhad [Registration No.: 200301033577 (635998-W)] (Bursa Malaysia Securities) has publicly reprimanded Harn Len Corporation Bhd (HARNLEN) and 5 of its directors for breach of Bursa Malaysia Securities Main Market Listing Requirements (Main LR).

Japan Financial Services Agency’s Vice Commissioner For International Affairs Elected As A New Vice Chair Of The Executive Committee Of The International Association Of Insurance Supervisors

Date 26/11/2021

On November 15, 2021, ARIIZUMI Shigeru, Vice Commissioner for International Affairs of the Financial Services Agency (FSA), was elected as a new Vice Chair of the Executive Committee of the International Association of Insurance Supervisors (IAIS) for a two-year term at the IAIS Executive Committee meeting held virtually.

Shanghai Stock Exchange And Cambodia Securities Exchange Enter Into MoU

Date 26/11/2021

On November 26, 2021, the Shanghai Stock Exchange (SSE) and the Cambodia Securities Exchange (CSX) entered into a Memorandum of Understanding (MoU). Mr. CAI Jianchun, President of the Shanghai Stock Exchange, and Mr. HONG Sokhour, CEO of the Cambodia Securities Exchange, signed the MoU via mail on behalf of the two exchanges. Both parties agree to explore cooperation in the field of information sharing, joint research, personnel exchanges and product development.

SGX Welcomes Daiwa House Logistics Trust To Mainboard

Date 26/11/2021

Singapore Exchange (SGX) is pleased to welcome Daiwa House Logistics Trust (DHLT) to its Mainboard under the stock code “DHLU”.