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SIX And BearingPoint Launch A Collaboration For Payments And Request-To-Pay

Date 16/12/2021

The partners are jointly pursuing the goal to establish a fully digitalized solution to be used by major banks and invoice issuers in selected European markets for invoice issuing and payments processing.
UK Financial Conduct Authority Publishes Warning Notice Statements For GAM International Management And Timothy Haywood

Date 16/12/2021

The Financial Conduct Authority (FCA) has fined GAM International Management Limited £9.1m and Timothy Haywood £230,037 for conflicts of interest and gifts & entertainment matters.
Regulator’s Column: What SGX RegCo Expects On The Conduct Of General Meetings Amid The Ongoing COVID-19 Situation

Date 16/12/2021

This Regulator’s Column seeks to provide the expectations of the Singapore Exchange Regulation (“SGX RegCo”) on the conduct of issuers’ general meetings amid the extension of the temporary legislative relief. Such legislation allows entities to hold general meetings via electronic means amid the COVID-19 situation, and will continue to be in force until revoked or amended by the Ministry of Law.
ISDA Research Note - Interest Rate Derivatives Trading Activity Reported In EU, UK And US Markets: September 2021

Date 15/12/2021

ISDA has expanded its SwapsInfo analysis to include interest rate derivatives (IRD) trading activity reported in Europe. The analysis is based on transactions publicly reported by 30 European approved publication arrangements (APAs) and trading venues (TVs).
Wedbush Securities Charged With Unregistered Sales Of Microcap Securities And Failing To Report Suspicious Transactions - Broker-Dealer To Pay More Than $1.2 Million

Date 15/12/2021

The Securities and Exchange Commission announced today that Wedbush Securities Inc., a California-based broker-dealer, has agreed to pay more than $1.2 million to settle charges arising from the unlawful unregistered distribution of nearly 100 million shares of more than 50 different low-priced microcap companies, and from Wedbush’s failure to file suspicious activity reports (SARs) pertaining to those transactions.

Equinix Collaborates With Nasdaq To Scale Digital Infrastructure - Agreement Supports The Build Out Of Cloud Infrastructure In Carteret, New Jersey Data Center

Date 15/12/2021

Equinix, Inc. (Nasdaq: EQIX), the world's digital infrastructure company™, today announced a multi-year partnership with Nasdaq, Inc. (Nasdaq: NDAQ) to scale the Equinix NY11 data center in Carteret, New Jersey to support the build out of Nasdaq's cloud infrastructure.
US Federal And State Financial Regulatory Agencies Issue Interagency Statement On Supervisory Practices Regarding Financial Institutions Affected By Tornadoes

Date 15/12/2021

The Office of the Comptroller of the Currency, Federal Reserve Board, the Federal Deposit Insurance Corporation, the National Credit Union Administration, and the state regulators, collectively the agencies, recognize the serious impact of tornadoes on the customers and operations of many financial institutions and will provide appropriate regulatory assistance to affected institutions subject to their supervision. The agencies encourage institutions operating in the affected areas to meet the financial services needs of their communities.
Treasury International Capital Data For October

Date 15/12/2021

The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for October 2021. The next release, which will report on data for November 2021, is scheduled for January 18, 2022.
IMF Managing Director Kristalina Georgieva Appoints Dominique Desruelle As Director Of The Institute For Capacity Development

Date 15/12/2021

International Monetary Fund (IMF) Managing Director Kristalina Georgieva announced today her intention to appoint Dominique Desruelle as Director of the Institute for Capacity Development (ICD). Mr. Desruelle, who is currently Chief of Staff in the Office of the Managing Director, will succeed Sharmini Coorey, whose retirement from the IMF was announced on September 13, 2021. He is expected to take up his appointment on January 24, 2022.
Statement On The Proposed Rules Regarding 10b5-1 Plans, SEC Commissioner Elad L. Roisman, Dec. 15, 2021

Date 15/12/2021

Good morning. Thank you to the staff who worked on this proposal. I know you spent many hours not only working on this rulemaking, but talking with my team and me about our various questions. I truly appreciate all of your dedication and efforts.