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News Centre
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MIAX Exchange Group - Options Markets - Qualified Securities For Q4 2026
Date 01/10/2026
As previously announced in the January 20, 2026 Alert and August 17, 2026 Alert, the MIAX Options Exchanges filed with the SEC to amend the Short Term Option Series Program of each exchange. The Short Term Option Series Program was amended to include, in addition to the up to two Monday and Wednesday expirations for options on certain individual stocks: (1) adding up to two Tuesday and Thursday expirations for options on Exchange-Traded Fund ("ETF") Shares that meet a higher threshold of criteria "Qualifying Securities" criteria, and (2) adding up to two Monday and Wednesday expirations for options on ETF Shares that meet a lower-threshold set of criteria.
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CFTC Staff Extends Brexit-Related No-Action Positions
Date 01/10/2026
The Commodity Futures Trading Commission’s Market Participants Division and Division of Market Oversight announced today they are extending temporary no-action positions in connection with the withdrawal of the United Kingdom from the European Union, known as Brexit. [See CFTC Staff Letter No. 26-28]
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Statement On Departure Of Commissioner Hester Peirce, Paul S. Atkins, SEC Chairman, SEC Commissioner Mark T. Uyeda
Date 01/10/2026
Commissioner Peirce has served two remarkable tours at the SEC, first as a distinguished member of the staff from 2000 to 2008, and most recently as Commissioner since 2018. We are deeply grateful for her principled leadership and significant contributions to the Commission over the years. As colleagues and friends of hers for two decades, we have seen firsthand the influence of her expertise, tenacity, and quiet strength—an influence that reaches beyond the Commission to our capital markets.
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Roller Coaster Ride: Statement On Proposed Adviser And Regulated Fund Custody Rules - Crypto Custody Rules, SEC Commissioner Hester M. Peirce, Oct. 1, 2026
Date 01/10/2026
Last summer, two friends goaded me into riding a roller coaster for the first time in decades. The terrifying sense of dread that gripped me as we whipped around the curves and dropped down irrationally steep hills on a ride that was totally out of my control made me think, of course, of investment advisers’ wild ride with crypto custody over the years.
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Nasdaq To Hold Third Quarter 2026 Investor Conference Call
Date 01/10/2026
Nasdaq (Nasdaq : NDAQ) has scheduled its third quarter 2026 financial results announcement.Who: Nasdaq’s CEO, CFO, and additional members of its senior management team What: Review Nasdaq’s third quarter 2026 financial results
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Statement On Proposed Amendments To The Custody Rules, SEC Commissioner Mark T. Uyeda, Oct. 1, 2026
Date 01/10/2026
Safeguarding client assets is one of the fundamental investor protections in our regulatory framework against the potential misuse, misappropriation, or loss of client assets. At the same time, our regulations must provide both robust investor protection and operational practicality. Rules that are unworkable in practice will not protect investors but merely provide the illusion of protection.
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SEC Proposal Would Address How Investment Advisers And Funds Can Custody Crypto Assets Under The Federal Securities Laws
Date 01/10/2026
The Securities and Exchange Commission today proposed new rules and amendments to provide a tailored framework for the custody of crypto assets for registered investment advisers and regulated funds, i.e. registered investment companies and business development companies.
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Statement On Proposal To Address The Custody Of Crypto Assets Under the Investment Advisers Act And The Investment Company Act, Paul S. Atkins, SEC Chairman, Oct. 1, 2026
Date 01/10/2026
Today, the Commission proposed to close a gap that has left investment advisers and funds guessing how to effect lawful custody of an asset class that their clients increasingly demand. This is another significant step toward bringing our regulatory frameworks into the modern era and fulfilling our commitment to cement the United States as the crypto capital of the world.
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Modernizing Financial Regulation: Initial Observations From eSLR, Federal Reserve Vice Chair For Supervision Michelle W. Bowman, At The Atlantic Council 2026 CEO & Senior Management Summit, Washington, D.C.
Date 01/10/2026
Good morning. Thank you for the invitation to join you today. It is a pleasure to be with you to discuss our work at the Federal Reserve Board and how it interacts with the U.S. Treasury market.
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Moscow Exchange Trading Volumes In September 2026
Date 01/10/2026
The total trading volume across Moscow Exchange’s markets in September 2026 reached RUB 220.8 trln.