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  • MIAX Exchange Group - Options Markets - Qualified Securities For Q4 2026

    Date 01/10/2026

    As previously announced in the January 20, 2026 Alert and August 17, 2026 Alert, the MIAX Options Exchanges filed with the SEC to amend the Short Term Option Series Program of each exchange. The Short Term Option Series Program was amended to include, in addition to the up to two Monday and Wednesday expirations for options on certain individual stocks: (1) adding up to two Tuesday and Thursday expirations for options on Exchange-Traded Fund ("ETF") Shares that meet a higher threshold of criteria "Qualifying Securities" criteria, and (2) adding up to two Monday and Wednesday expirations for options on ETF Shares that meet a lower-threshold set of criteria.

  • CFTC Staff Extends Brexit-Related No-Action Positions

    Date 01/10/2026

    The Commodity Futures Trading Commission’s Market Participants Division and Division of Market Oversight announced today they are extending temporary no-action positions in connection with the withdrawal of the United Kingdom from the European Union, known as Brexit. [See CFTC Staff Letter No. 26-28]

  • Statement On Departure Of Commissioner Hester Peirce, Paul S. Atkins, SEC Chairman, SEC Commissioner Mark T. Uyeda

    Date 01/10/2026

    Commissioner Peirce has served two remarkable tours at the SEC, first as a distinguished member of the staff from 2000 to 2008, and most recently as Commissioner since 2018. We are deeply grateful for her principled leadership and significant contributions to the Commission over the years. As colleagues and friends of hers for two decades, we have seen firsthand the influence of her expertise, tenacity, and quiet strength—an influence that reaches beyond the Commission to our capital markets.

  • Roller Coaster Ride: Statement On Proposed Adviser And Regulated Fund Custody Rules - Crypto Custody Rules, SEC Commissioner Hester M. Peirce, Oct. 1, 2026

    Date 01/10/2026

    Last summer, two friends goaded me into riding a roller coaster for the first time in decades. The terrifying sense of dread that gripped me as we whipped around the curves and dropped down irrationally steep hills on a ride that was totally out of my control made me think, of course, of investment advisers’ wild ride with crypto custody over the years.

  • Nasdaq To Hold Third Quarter 2026 Investor Conference Call

    Date 01/10/2026

    Nasdaq (Nasdaq: NDAQ) has scheduled its third quarter 2026 financial results announcement.

      Who:   Nasdaq’s CEO, CFO, and additional members of its senior management team
           
      What:   Review Nasdaq’s third quarter 2026 financial results