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News Centre
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NZX Shareholder Metrics - July 2026
Date 05/08/2026
Please see attached NZX Limited shareholder metrics for July 2026.
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Investor Alert: Fraudsters Impersonate Union Bancaire Privée, UBP SA To Target Canadian Investors
Date 04/08/2026
The Canadian Securities Administrators (CSA) is warning Canadians about an ongoing investment fraud involving the impersonation of Union Bancaire Privée, UBP SA (UBP), a Swiss private bank and asset manager. Fraudsters are using the bank’s name to deceive Canadian investors into paying fees to retrieve funds tied to fraudulent crypto-based platforms.
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Restoring Regulatory Clarity: Statement On Technical Amendments To Rule 0 1(a)(7), SEC Commissioner Mark T. Uyeda, Aug. 3, 2026
Date 04/08/2026
The text of the Commission’s regulations should reflect reality. More than 20 years ago, the U.S. Court of Appeals for the District of Columbia Circuit vacated a rulemaking that would have mandated a board with no less than 75% independent directors and an independent chair as a condition to reliance on certain exemptive rules.1 The court’s mandate has been clear since 2006, and updating the Code of Federal Regulations to reflect this outcome is long overdue.
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B.C. Man Restricted From Investment Market And Must Pay $40,000 For Defying BC Securities Commission Order
Date 04/08/2026
A BC Securities Commission (BCSC) panel has ordered a Port Moody resident to pay $40,000 and banned him from the investment market for three years for failing to produce records and obstructing justice.
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FNZ Agrees Sale Of FNZ Bank To Advent
Date 04/08/2026
FNZ, the leading global wealth management platform, today announced that it has entered into an agreement to sell FNZ Bank to Advent, and a consortium including HarbourVest Partners (“HarbourVest”).
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UK – U.S. Financial Regulatory Working Group Summer 2026: Joint Statement
Date 04/08/2026
HM Treasury and U.S. Treasury Joint Statement on the 13th official meeting of the UK – U.S. Financial Regulatory Working Group.
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UK-US Financial Regulatory Working Group: Joint Statements
Date 04/08/2026
A collection of Joint Statements from the biannual UK-US Financial Regulatory Working Group which discusses bilateral cooperation on financial regulatory issues.
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ISDA Expands SwapsInfo With US FX Derivatives Data
Date 04/08/2026
ISDA has expanded its SwapsInfo website to include data on US-reported foreign exchange (FX) derivatives, further increasing transparency in the over-the-counter (OTC) derivatives market.
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Euronext Athens: Changes In Index Composition
Date 04/08/2026
Euronext Athens announces that, following the announcement of 03.08.2026, the investability weight (free float) of the company "AKTOR S.A. HOLDING COMPANY TECHNICAL AND ENERGY PROJECTS” will change from 26% to 35% in the indices in which it participates.
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EBA Publishes Draft Reporting Framework For The 2027 Eligibility Data Collection - Open For Comments Until 24 August 2026
Date 04/08/2026
As part of release 4.4 of its reporting framework, the European Banking Authority (EBA) has published a public working draft of the data model and taxonomy that will support the collection of data on eligibility for direct supervision by AMLA.
