FTSE Mondo Visione Exchanges Index:
News Centre
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ASX Announces Implementation Plan For Release 2 Of The CHESS Project
Date 26/11/2024
Following extensive industry consultation on scope and timing, ASX today announces its implementation plan for the settlement and subregister services (Release 2) of the CHESS system. Industry feedback to the consultation along with ASX’s response paper can be found on ASX’s website.
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Hong Kong FinTech Week 2024 Illuminates Hong Kong’s Pathway To Fintech Innovation
Date 26/11/2024
Hong Kong FinTech Week (HKFW) 2024 concluded on November 1. The week commenced with the two-day main conference on October 28 and 29, featuring engaging panels, speeches and discussions among government officials, regulators, fintech innovators and industry leaders from around the world.
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SET To Introduce Caution Signs For Funds And Revise Trading Resumption Criteria For Listed Companies Under Delisting Review, Effective January 1, 2025
Date 26/11/2024
The Stock Exchange of Thailand (SET) announced the expansion of its caution sign framework for trusts, property funds, and infrastructure funds (collectively the “Funds”). Under this framework, the Funds will be subject to CB, CS, CC, and CF sign designations—a framework currently applied to listed companies—when they experience risks or incidents that could impact their financial positions, business operations or liquidity status, or demonstrate non-compliance. Trading of the Funds flagged with caution signs must be made through cash balance accounts only, and the Funds must conduct an initial public presentation within 15 days from the sign posting date and subsequently provide quarterly progress updates to facilitate prudent and informed investment decisions among unitholders and investors.
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Nadex Product Schedule For The Week Of November 25, 2024 For The 2024 Thanksgiving And Japan Holidays
Date 25/11/2024
Nadex will observe the following modified holiday schedule for the week of November 25, 2024:
Monday, November 25, 2024: The Exchange will observe regular business hours.
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Weekly contracts listed on this date will have a settlement date of Friday of the current week, with the exception of any contracts not available for trading on Friday, which will have a settlement date of Wednesday of the current week;
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SEC Charges Ken Leech, Former Co-Chief Investment Officer Of Western Asset Management Co., With Fraud - Defendant Allegedly Engaged In Cherry-Picking, Allocating Hundreds Of Millions Of Dollars In Net First-Day Gains And Losses To Favored And Disfavored Portfolios, Respectively
Date 25/11/2024
The Securities and Exchange Commission today announced fraud charges against Stephen Kenneth (“Ken”) Leech, the former co-chief investment officer (CIO) of registered investment adviser Western Asset Management Company LLC or WAMCO, for engaging in a multi-year scheme to allocate favorable trades to certain portfolios, while allocating unfavorable trades to other portfolios, a practice known as cherry-picking.
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CFTC Swaps Report Update
Date 25/11/2024
CFTC's Weekly Swaps Report has been updated, and is now available: http://www.cftc.gov/MarketReports/SwapsReports/index.htm.
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CME Group Completes Primary Conversion Of 28-Day TIIE Interest Rate Swaps For Mexican Market
Date 25/11/2024
- 90,000 swaps converted to
Banco de M éxico's F-TIIE risk-free rate - Shift brings greater liquidity to developing derivatives market
- 90,000 swaps converted to
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Statement On Fixed Income Clearing Corporation Rules, SEC Chair Gary Gensler, Nov. 25, 2024
Date 25/11/2024
This past week, the Commission and our staff took a number of important steps to facilitate the implementation of rules regarding customer clearing in the U.S. Treasury market. I am pleased to support these actions because enhanced access to central clearing will lower costs and lower risks, while promoting all-to-all trading, competition, and resiliency in these markets.
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ISDA Response To EC Consultation On Macroprudential Policies For NBFIs
Date 25/11/2024
On November 21, ISDA responded to the European Commission’s consultation on assessing the adequacy of macroprudential policies for non-bank financial intermediation (NBFI). In the response, ISDA covers a range of key topics, including the need to consider the diversity of the NBFI sector, possible solutions to challenges in meeting collateral requirements, the importance of bank intermediation capacity, the need for deep and liquid core funding markets, enhanced data sharing among regulators and the vital role played by non-cleared derivatives markets, especially in times of stress.
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Remarks At The Program On Corporate Compliance And Enforcement Annual Fall Conference, Sanjay Wadhwa, SEC Acting Director, Division Of Enforcement. Program On Corporate Compliance And Enforcement Annual Fall Conference, New York, NY, Nov. 22, 2024
Date 25/11/2024
Good afternoon. Thank you to the Program on Corporate Compliance and Enforcement for the opportunity to speak to you all.
As is customary, my remarks are in my official capacity as Acting Director of the SEC’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff.
