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  • The Last Chapter In The Book Of Howey, James Moloney, Director, SEC Division Of Corporation Finance, March 17, 2026

    Date 17/03/2026

    Once upon a time, William John Howey arrived in the not-too-distant picturesque central Florida region and established a verdant orange grove. Little did Howey know at the time that more legal ink would be spilled over his business model than orange juice flowing from his orange groves in the 1930s and 1940s.

  • Cboe Global Markets Announces Date Of First-Quarter 2026 Earnings Release And Conference Call

    Date 17/03/2026

    Cboe Global Markets, Inc. (Cboe: CBOE), a leading global markets operator and pioneer in equity derivatives, will announce its financial results for the first quarter of 2026 before the market opens on Friday, May 1, 2026. A conference call with remarks by the company's senior management will begin at 7:30 a.m. CT (8:30 a.m. ET). 

  • CFTC Joins SEC To Clarify The Application Of Federal Securities Laws To Crypto Assets

    Date 17/03/2026

    The Commodity Futures Trading Commission joined the Securities and Exchange Commission today in issuing an interpretation clarifying how the federal securities laws apply to certain crypto assets and transactions involving crypto assets. The CFTC joined the interpretation to provide guidance the CFTC and its staff will administer the Commodity Exchange Act consistent with the SEC’s interpretation. This is a major step in the agencies’ efforts to provide greater clarity regarding the treatment of crypto assets, and complements Congressional endeavors to codify a comprehensive market structure framework into statute. 

  • SEC Clarifies The Application Of Federal Securities Laws To Crypto Assets

    Date 17/03/2026

    The Securities and Exchange Commission (SEC) today issued an interpretation clarifying how the federal securities laws apply to certain crypto assets and transactions involving crypto assets. This is a major step in the Commission’s efforts to provide greater clarity regarding the Commission’s treatment of crypto assets, and complements Congressional endeavors to codify a comprehensive market structure framework into statute. The Commodity Futures Trading Commission (CFTC) joined the interpretation to provide guidance that the CFTC and its staff will administer the Commodity Exchange Act consistent with the Commission’s interpretation.

  • BC Securities Commission Revises Disgorgement Order In Market Manipulation Scheme

    Date 17/03/2026

    A BC Securities Commission (BCSC) panel has revised a financial sanction imposed on a participant in a market manipulation scheme, to reflect a 2018 revision of sanctions on other participants in the scheme.