News Centre

Ontario Securities Commission Releases Its 2025 Annual Service Commitment Review

Date 31/03/2025

The Ontario Securities Commission (OSC) today published its 2025 Annual Service Commitment Review. These standards provide investors, registrants and market participants with clarity on the timelines they can expect when interacting with the OSC.

TMX Group Announces Organizational Changes To Support Strategic Growth

Date 31/03/2025

TMX Group Limited today announced organizational changes designed to advance the evolution of the enterprise, creating stronger alignment across corporate functions, and enabling the company to scale efficiently as it executes a client-centric strategy to diversify, innovate, and globalize.

ACER Updates Its Q&As On REMIT To Align Them With The Revised Regulation

Date 31/03/2025

The Regulation on Wholesale Energy Market Integrity and Transparency (REMIT) is the EU framework that aims to prevent wholesale energy market abuse and support fair competition. The regulation was amended in 2024 to ensure the regulatory framework keeps pace with evolving market dynamics.

For The First Time, EUROMONEY Rewards A Swiss Independent Wealth Manager: NOVUM CAPITAL PARTNERS

Date 31/03/2025

For over 30 years, EUROMONEY has been the benchmark for awards in the European banking industry. In order to recognize the many independent wealth managers/EAM/MFOs that are excelling in the wealth management space, EUROMONEY has introduced this year a dedicated category: PRIVATE BANKING 2025 – BEST WEALTH MANAGER. 

The ESAs Call For Vigilance Amid Rising Geopolitical And Cyber Risks

Date 31/03/2025

The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) today published their Spring 2025 Joint Committee update on risks and vulnerabilities in the EU financial system, which focuses on the challenges linked to geopolitical tensions and cyber risks.

MNI Indicators: Chicago Business Barometer™ - Advances To 47.6 In March

Date 31/03/2025

March 2025 Report

• The Chicago Business Barometer™, produced with MNI advanced 2.1 points to 47.6 in March. This is the third consecutive monthly gain, taking the index to its highest level since November 2023, though it remains in contractionary territory for the sixteenth successive month. 
• The increase was largely driven by a rise in Production, with smaller increases in Employment, Order Backlogs and New Orders also contributing whilst Supplier Deliveries declined. 

HKEX: Report On Initial Public Offering Applications, Delisting And Suspensions (March 2025)

Date 31/03/2025

This monthly report provides key statistics relating to the various stages in discharging our regulatory oversight duties during the reporting period. The information for the reporting period covers, among others, the number of applications processed and their current status, the number of comment letters and guidance issued to new/ potential new listing applicants and their advisers with the corresponding processing time, the number of rejection and return of listing applications, as well as the number of delisted and suspended companies.

Archax Establishes US Base With Broker-Dealer Acquisition - Expands Its Global Regulatory Reach Beyond UK And EU Markets

Date 31/03/2025

Archax, the UK FCA regulated digital and traditional asset exchange, broker and custodian, today announced the acquisition of Globacap Private Markets Inc. (Globacap PMI), a US SEC and FINRA regulated broker-dealer and alternative trading system (ATS), to be renamed Archax Markets US. This acquisition will enable Archax to extend its distribution/reach into the US market, and follows its recently announced acquisition of Spanish broker King and Shaxon Capital Markets (Archax Markets) – which gives Archax a regulated presence in the EU, once change of control approval is complete.

NYSE Texas Opens For Business

Date 31/03/2025

• NYSE Texas is the First Securities Exchange to be incorporated in Texas
• Trump Media & Technology Group Joins NYSE Texas

Nasdaq Champions Smart Regulatory Reform To Strengthen The World’s Leading Capital Markets And Drive American Economic Growth - New Paper Presents Policy Recommendations To Improve The Public Company Experience, With The Ultimate Goal To Increase Investor Access To The Growth And Success Of The US Economy

Date 31/03/2025

Nasdaq today released a comprehensive set of policy recommendations in a paper titled “Advancing the U.S. Public Markets: Unlocking Capital Formation for a Stronger American Economy.” The paper draws insights from a recent survey and ongoing engagement with thousands of Nasdaq-listed companies and advances critical policy proposals to strengthen the public markets and retain the U.S. capital markets’ status as the global standard for economic innovation and wealth creation.