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SEC Charges Former San Francisco-Area Stockbroker With Fraudulent Scheme That Violated Privacy Rights Of Elderly Customers - Broker Allegedly Sold Customers' Personal And Confidential Information To Insurance Agents As Sales "Leads" For Annuity Products

Date 06/12/2007

The Securities and Exchange Commission today charged a former San Francisco-area stockbroker with securities fraud and regulatory violations in connection with his selling of confidential personal information about his customers — many of them elderly — as insurance sales "leads."
Program Trading Averaged 30.9 Percent Of NYSE Volume During Nov. 26-30

Date 06/12/2007

The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Nov. 26-30.
The Bermuda Stock Exchange Granted Designation As A Recognised Stock Exchange By The United Kingdom’s HM Revenue And Customs

Date 06/12/2007

The Bermuda Stock Exchange (BSX) is pleased to announce that with effect from 4 December 2007, the Board of the United Kingdom’s HM Revenue and Customs have designated the Bermuda Stock Exchange as a “recognised stock exchange” under section 1005 (1) (a) and (1) (b) Income Tax Act 2007 as amended by Schedule 26 to the Finance Act 2007. The designation extends to the entire Bermuda Stock Exchange and as such securities listed will meet the HMRC interpretation of “listed” as set out in Sectio
Borsa Italiana Monthly Key Figures - November 2007

Date 06/12/2007

Click here to download the monthly key figures of the Italian Exchange for November 2007.
Francioni Appointed CEO Of Deutsche Börse For A Further Five Years

Date 06/12/2007

The Supervisory Board of Deutsche Börse extended Reto Francioni’s appointment as CEO by five years with effect from 1 November 2008 at its meeting on 6 December. Francioni took up the post of CEO for three years on 1 November 2005.

Rofex, Mercado a Término de Rosario S.A.: Agricultural Futures Trades Increased By 122% In A Year

Date 06/12/2007

In November, Rofex reached an important trading level in its Agricultural Derivatives Division (DDA), already surpassing the traded volume annual record.
Securities & Investment Institute Engages AP As Exclusive Recruitment Partner

Date 06/12/2007

AP Group has signed an agreement with the Securities and Investment Institute (SII) to be the organisation’s exclusive global recruitment partner. With five offices around the world and dealing in more than 40 jurisdictions, AP Group, one of the largest offshore recruitment firms in the world, will be responsible for finding key staff for SII members as well as advising members of opportunities across the globe.
Winnipeg Commodity Exchange Market Report For November 2007

Date 06/12/2007

Click here to download the Winnipeg Commodity Exchange market report for November 2007.
CFTC Seeks Public Comment On Exemption Requests From ICE Clear U.S., Inc. And ICE Futures U.S. Involving Certain Coffee, Sugar, And Cocoa Swaps

Date 06/12/2007

The Commodity Futures Trading Commission (CFTC) is requesting public comment on two requests submitted by ICE Clear U.S., Inc. (ICE Clear), a registered derivatives clearing organization, and one request submitted by ICE Futures U.S. (ICE Futures), a designated contract market.
New Distribution Service From Oslo Børs And Cision

Date 06/12/2007

From 1 January 2008, companies with listed securities are themselves responsible for arranging the publication of all notifiable information. As a consequence of this, Oslo Børs, working in collaboration with the Swedish company Cision, has developed a new distribution service designed for companies with securities listed on Oslo Børs and Oslo Axess.