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SIFMA Issues 2008 And 2009 Recommendations For Full And Early Holiday Closes For Trading Of US Dollar-Denominated Fixed-Income Securities In The US, UK And Japan

Date 06/12/2007

The Securities Industry and Financial Markets Association today issued its recommended 2008 and 2009 holiday schedules for full and early market closes for the trading of US dollar-denominated fixed-income securities in the United States, the United Kingdom and Japan. The recommendations apply to trading of US Dollar-denominated Government securities, mortgage- and asset-backed securities, over-the-counter investment-grade and high-yield corporate bonds, municipal bonds and secondary money mark
Speech By SEC Chairman Christopher Cox: Remarks Introducing "The Hub"

Date 06/12/2007

It's very exciting to be here today and have the opportunity to announce a whole new way for the Enforcement Division to collaborate, a platform all of you are going to take in directions we can't even imagine.
National Stock Exchange Announces Net Cash Flow Into ETFs At End Of November 2007 Surpasses $100 Billion Year-To-Date, Up 74 Percent From Year Earlier

Date 06/12/2007

National Stock Exchange(SM) (NSX(R)) today announced that net cash flow into U.S. listed Exchange-Traded Funds (ETFs) at the end of November 2007 totaled $108.1 billion year-to-date, up 74 percent from the same period in 2006.
American Stock Exchange Reports A Decrease In Short Interest

Date 06/12/2007

The American Stock Exchange® (Amex®) member and non-member organizations today reported short interest of 1,133,551,529 shares as of the November 30, 2007 settlement date, a decrease of 7,877,154 from the 1,141,428,683 (adjusted) shares reported on November 15, 2007. The figure represents trades through November 27, 2007.
Component Changes Made To Dow Jones Select Dividend Indexes - Changes Are The Result Of The Regular Annual Review

Date 06/12/2007

Dow Jones Indexes, a leading global index provider, today announced the results of the regular annual review of its Select Dividend Indexes for Global, EPAC (Europe, Pacific, Asia and Canada), Asia/Pacific, Asia, Australia, Canada, Japan and U.S. The changes will be effective as of the open of trading on Monday, December 24, 2007.

TSX Block List Leaders<SUP><SMALL>TM</SMALL></SUP> For November 2007

Date 06/12/2007

Here are the TSX Block List LeadersTM for November 2007. Block trades are large trades with a volume of 10,000 shares or more and a value of $100,000 or more. The TSX Block List Leaders list shows the top ten brokers chosen by their customers to execute these significant block trades on Toronto Stock Exchange. The leaders are measured by volume and value of blocks traded.
Change On Date Of Quarterly Rebalancing For The S&P Japan 500, S&P/TOPIX 150, S&P Japan Midcap 100 And S&P Japan Smallcap 250

Date 06/12/2007

Standard & Poor’s announces the change to the S&P Japan 500 and its Sub-indices methodology;
Former UnitedHealth Group CEO/Chairman Settles Stock Options Backdating Case For $468 Million - Settlement Is Largest To Date In An Options

Date 06/12/2007

The Securities and Exchange Commission today announced a record $468 million settled enforcement action in an options backdating case against William W. McGuire, M.D., the former Chief Executive Officer and Chairman of the Board of UnitedHealth Group Inc. The settlement is the first with an individual under the "clawback" provision (Section 304) of the Sarbanes-Oxley Act to deprive corporate executives of their stock sale profits and bonuses earned while their companies were misleading invest
NYSE Group Inc. Issues Short Interest Report

Date 06/12/2007

The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of November 30, 2007.
SEC Charges Former San Francisco-Area Stockbroker With Fraudulent Scheme That Violated Privacy Rights Of Elderly Customers - Broker Allegedly Sold Customers' Personal And Confidential Information To Insurance Agents As Sales "Leads" For Annuity Products

Date 06/12/2007

The Securities and Exchange Commission today charged a former San Francisco-area stockbroker with securities fraud and regulatory violations in connection with his selling of confidential personal information about his customers — many of them elderly — as insurance sales "leads."