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Netik Appoints Luke Neicho As Head Of Global Business Development

Date 05/10/2010

Netik LLC, a global leading provider of financial data management and reporting services and products, announced today the appointment of Luke Neicho to the role of Head of Global Business Development. He will report directly to newly appointed John Mason, Chief Operating Officer of Netik LLC.
SuperDerivatives Launches Revolutionary Multi-Asset Front Office System, SDX

Date 05/10/2010

SuperDerivatives (SD), the derivatives benchmark, will switch across to SDX, its revolutionary world-class multi-asset front office system on 10/10/10.
Presentation By HKEx Chief Executive Charles Li On “Leveraging China And RMB Internationalisation” At A Luncheon Of The Foreign Correspondents' Club, Hong Kong

Date 05/10/2010

Please click here to download the document.
Boerse Stuttgart’s SME Initiative Bondm - Nabeltec AG Brings Further Growth To SME Segment Bondm - Investors Can Subscribe To Further Corporate Bonds At Issue Price

Date 05/10/2010

From 5 October, investors have an opportunity to subscribe to bonds issued by Nabaltec AG. With an issue volume of EUR 30 million, at a coupon of 6.50 percent and maturing in 2015, this is the latest bond to be listed in the SME segment Bondm. Private investors can buy the bond, which is issued in nominal denominations of EUR 1,000, at the issue price directly through their bank by submitting a buy instruction, from Boerse Stuttgart, or from the issuer’s website.
SmartPool Reports Six Consecutive Quarters Of Growth - 28.3% Increase In Matched Volumes In Q3 2010 - European Dark Market Share Gains Continued In September

Date 05/10/2010

SmartPool, the European dark liquidity pool created by NYSE Euronext in partnership with HSBC, J.P.Morgan and BNP Paribas, today announced continued growth, increases in trading volume and market share during Q3 2010 marking its sixth consecutive quarter of growth.

NZX Group Operational Report September 2010

Date 05/10/2010

NZX today released the NZX Group Operational Report September 2010.
Federal Reserve Chairman Ben S. Bernanke At The Annual Meeting Of The Rhode Island Public Expenditure Council, Providence, Rhode Island, October 4, 2010, Fiscal Sustainability And Fiscal Rules

Date 04/10/2010

The recent deep recession and the subsequent slow recovery have created severe budgetary pressures not only for many households and businesses, but for governments as well. Indeed, in the United States, governments at all levels are grappling not only with the near-term effects of economic weakness, but also with the longer-run pressures that will be generated by the need to provide health care and retirement security to an aging population. There is no way around it--meeting these
CFTC Charges Accounting Firms McGladrey & Pullen, LLP And Altschuler, Melvoin & Glasser LLP, And Partner G. Victor Johnson II With Failure To Audit Properly Sentinel Management Group, Inc. - CFTC Sanctions Firms A Total Of $1.7 Million And Permanently Bar

Date 04/10/2010

The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against public accounting firms McGladrey & Pullen, LLP (M&P) and Altschuler, Melvoin & Glasser LLP (AMG) and partner G. Victor Johnson II (Johnson), a certified public accountant, for failing to audit properly Sentinel Management Group, Inc. (Sentinel). Sentinel was a Northbrook, Ill.-based futures commission merchant (FCM) that decla
CFTC Sanctions Rosenthal Collins Group, L.L.C. More Than $1.3 Million For Supervision Violations - CFTC Orders The Firm To Pay A $780,000 Civil Monetary Penalty And Disgorge $618,526 Of Ill-Gotten Gains

Date 04/10/2010

The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against Rosenthal Collins Group, L.L.C. (RCG), a registered Chicago, Ill.-based futures commission merchant (FCM), for failing to supervise diligently its employees’ handling of accounts held at RCG in the name of George D. Hudgins. In May 2008, the CFTC sued Hudgins, of Nacogdoches, Texas, for fraudulently soliciting the general public to invest millions of do
CFTC Sanctions Triland USA Inc. $725,000 For Failing To Maintain Secured Customer Funds And Failing To Provide Timely Notice To The CFTC Of The Deficiency

Date 04/10/2010

The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against Triland USA Inc. (Triland), a registered futures commission merchant (FCM), chiefly related to the firm’s failure to follow CFTC regulations governing secured funds of foreign futures and option customers. Triland is based in New York, N.Y.