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10 CEOs Nominated For SET Awards 2023 With Winner Announcement On Nov 21
Date 19/10/2023
The Stock Exchange of Thailand (SET) marked the SET Awards’ 20th Anniversary under the theme of “Benchmark of Excellence” to reaffirm its position as the benchmark award of excellence that continuously elevates the Thai capital market. This year, 10 CEOs have been nominated for the CEO Awards, 79 companies for the Business Excellence Awards category and 50 companies for the Sustainability Excellence Awards category. The nominations demonstrate their ability to steer business towards potential and outstanding achievements amid the current situations with high uncertainties, while placing importance on sustainability and exemplifying model organizations in the capital market sector. SET will announce the winners and present the awards on November 21, 2023.
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London Stock Exchange Group plc: Q3 2023 Trading Update
Date 19/10/2023
Continued delivery of our transformation
David Schwimmer, CEO said:
“LSEG delivered another quarter of strong, broad-based growth. By building compelling solutions that meet customers’ evolving business needs we have established a consistent track-record of growth in our Data & Analytics business. Our Capital Markets revenues accelerated in the third quarter, with ongoing innovation increasing Tradeweb’s share of global credit trading. Our Post Trade businesses also continue to grow strongly as customers look to our risk management services in an uncertain macro environment. We are confident that growth for the full year will be towards the upper end of the +6-8% guidance range.” -
ASX Results Of 2023 Annual General Meeting - Addresses By Chair And Managing Director And CEO
Date 19/10/2023
The results of ASX Limited’s Annual General Meeting held on 19 October 2023 are set out in the attached document.
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Reportable Situations Regime: ASIC Modifies Licensees’ Obligations
Date 19/10/2023
KEY POINTS
- ASIC has amended licensees’ obligations under the reportable situations regime.
- Licensees no longer have to report certain breaches of the misleading and deceptive conduct provisions, and the false and misleading representations provision, under the regime.
- Licensees also now have up to 90 days (from 30 days) to report a reportable situation that has underlying circumstances that are the same or substantially similar to an earlier reportable situation.
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Japan Financial Services Agency: Results Of The Cybersecurity Self-Assessment For Regional Financial Institutions (FY2022)
Date 19/10/2023
With cyberattacks increasing, the development of cybersecurity management frameworks and ensuring of their effectiveness have come to be recognized as significant challenges. Against this background, the Financial Services Agency (FSA) and the Bank of Japan (BOJ) developed a tool for conducting a self-assessment of cybersecurity management frameworks, with which individual financial institutions are to identify their own positions in comparison with other financial institutions and also identify areas of their own challenges. The FSA and the BOJ requested regional financial institutions to conduct cybersecurity self-assessment (CSSA) using the tool and then fed back the overall results to them.
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Monetary Authority Of Singapore Bans Four Former Representatives And One Other Individual For Unlawful Sub-Agency Activities
Date 19/10/2023
The Monetary Authority of Singapore (MAS) has issued prohibition orders against five persons for engaging in unlawful sub-agency activities, where appointed representatives had arrangements with unlicensed individuals to perform financial advisory services on their behalf.
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The Evolution Of The Federal Reserve’s Employment Mandate, Federal Reserve Governor Lisa D. Cook, At The Louis E. Martin Awards Ceremony At The 2023 Future Of Black Communities Summit, Joint Center For Political And Economic Studies, Washington, D.C.
Date 19/10/2023
Thank you. I am rarely at a loss for words, as my friends, family, and colleagues know all too well.1 But I do find it a little hard to express everything I am feeling, to be given the Louis E. Martin Great American Award in honor of a truly great American who did so much to make ours a more perfect union. Tough to find the words, but I will try.
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Statement On Volume-Based Exchange Transaction Pricing For NMS Stocks, SEC Commissioner Caroline A. Crenshaw, Oct. 18, 2023
Date 18/10/2023
A long line of economic literature asserts that competition among firms benefits consumers. Competitive markets promote economic efficiency and growth, and their benefits can include lower prices and better products for consumers, as well as a more level playing field for small businesses that seek to enter new markets or expand their market share.
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CFTC Commissioner Pham To Speak On A Practising Law Institute (PLI) Podcast
Date 18/10/2023
WHAT:
Commissioner Caroline D. Pham will speak on the Practising Law Institute (PLI) inSecurities podcast on two episodes: “CFTC Commissioner Pham on Policing the Largest Markets in the World” and “Special Episode: Commissioner Pham on Crypto Regulation.”
WHEN:
Thursday, October 19, 2023
WHERE:
Additional information: inSecurities - A Podcast from PLI
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CFTC Commissioner Goldsmith Romero To Participate On A Government Panel At The AWS Gov2Gov Summit On Responsible AI Innovation For The Public Sector
Date 18/10/2023
WHAT:
Commissioner Christy Goldsmith Romero will participate on a government panel, "AI Opportunities and Implications for Economic Institutions" at the AWS Gov2Gov Summit on Responsible AI Innovation for the Public Sector.
WHEN:
Tuesday, October 24, 2023
9:45 a.m. (EDT)WHERE:
Planet Word Museum at the Historic Franklin School
925 13th Street, NW
Washington, D.C. 20005
Additional Information: AWS Gov2Gov Summit: Responsible AI Innovation for the Public Sector
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