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Notice Of Soliciting Public Opinions On “Shanghai Stock Exchange Measures (Trial) For Assessment Of Listed Companies’ Information Disclosure (Draft Version)”

Date 23/09/2013

The Shanghai Stock Exchange (the SSE) has improved the assessment system of listed companies’ information disclosure and formulated the “SSE Measures (Trial) for Assessment of Listed Companies’ Information Disclosure (Draft Version)” (the “Measures” for short) and the remarks on its drafting (see Attachments 1 and 2), in order to meet the new situation in regulating listed companies’ information disclosure after implementation of the direct channel for information disclosure, enhance transparency in regulation, and improve the quality of listed companies’ information disclosure.
HKEx: Trading In Securities And Derivatives Markets Will Resume At 1:00 Pm After Cancellation Of Typhoon Signal No. 8

Date 23/09/2013

Hong Kong Exchanges and Clearing Limited (HKEx) announced that trading in the securities and derivatives markets would resume from 1:00 pm, after the cancellation this morning of typhoon signal no. 8.
HKEx Securities And Derivatives Markets Delay Open Due To Issuance Of Typhoon Signal No. 8

Date 22/09/2013

Hong Kong Exchanges and Clearing Limited (HKEx) announced that the morning trading sessions of both the securities and derivatives markets have been delayed due to the issuance of Typhoon Signal No. 8.
NASDAQ Dubai Academy Courses Will Provide Key Corporate Governance And Anti-Fraud Training

Date 22/09/2013

NASDAQ Dubai Academy will provide separate courses in corporate governance best practice and ways for companies to detect and prevent fraud, as it further expands its training output.
BATS 1000 Index Up 1.4% This Week

Date 21/09/2013

BATS Global Markets, a leading operator of securities markets in the U.S. and Europe, reports the BATS 1000® Index (Ticker: BATSK) advanced 273.70 points, or 1.4%, this week to close at 19,293.47 as of the 4 p.m. ET market close today.

SEC Charges Father And Son In South Carolina For Fraudulent Program Designed To Profit From Fate Of Terminally Ill

Date 20/09/2013

The Securities and Exchange Commission today charged a father and son in Lexington, S.C., with operating a fraudulent investment program designed to illegally profit from the deaths of terminally ill individuals.
CFTC Commitments of Traders Reports Update

Date 20/09/2013

The current reports for the week of September 17, 2013 are now available.
OSC Announces Market Structure Advisory Committee Members For 2013 – 2015

Date 20/09/2013

The Ontario Securities Commission (OSC) announced today the membership of the Market Structure Advisory Committee (MSAC) for the 2013 – 2015 term.
CFTC Issues Notices Of Temporary Registration As A Swap Execution Facility To trueEX, LLC And ICE Swap Trade, LLC

Date 20/09/2013

The U.S. Commodity Futures Trading Commission (CFTC or Commission) has approved the applications of trueEX, LLC (trueEX) and ICE Swap Trade, LLC (ICE Swap Trade) for temporary registration as swap execution facilities (SEF) pursuant to section 5h of the Commodity Exchange Act (CEA) and section 37.3(c) of the Commission’s regulations. trueEX is a Delaware limited liability company and is a wholly-owned subsidiary of trueEX Group LLC, a Delaware limited liability company. ICE Swap Trade is a Delaware limited liability company and is a wholly-owned subsidiary of IntercontinentalExchange, Inc., a Delaware corporation.
Boom, Boom, Out Go The Lights - Statement Of CFTC Commissioner Bart Chilton

Date 20/09/2013

On September 30th, at the stroke of midnight, our country will face a government shutdown unless a continuing resolution to fund it is adopted. That would be grave news for consumers.