News Centre

CFTC: Federal Court In New York Orders Defendant Laurence Dodge, Principal Of Madison Dean, Inc., To Pay Nearly $400,000 To Settle Forex Fraud Charges

Date 01/07/2013

The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court consent Order of permanent injunction against Laurence Dodge of Fresh Meadows, New York, a principal of Madison Dean, Inc. of Wantagh, New York, requiring Dodge jointly to pay nearly $250,000 in restitution to customers and a $150,000 civil monetary penalty. The Order also imposes permanent trading and registration bans against Dodge and prohibits him from violating the anti-fraud provisions of the Commodity Exchange Act, as charged.

Key Figures For SIX Swiss Exchange And Scoach Switzerland: June 2013/H1 2013

Date 01/07/2013

In the first half of 2013, a total of 17,817,289 transactions – a daily average of 146,043 – were conducted on SIX Swiss Exchange and Scoach Switzerland. This constitutes a year-on-year increase of 6.4%. There were 16,573,448 trades in the equities including funds + ETPs segment, equating to a rise of 6.5%. The ETF segment also posted strong growth. There were 505,917 transactions in this segment in total, 26.9% more than in the corresponding period last year.

MGEX Reports Double-Digit Year Over Year Volume Growth

Date 01/07/2013

MGEX,  a  Designated  Contract  Market  (DCM)  and  Derivatives Clearing Organization (DCO), today announces its ninth month in a row of year over year volume growth. Total volume was up 12.3 percent from June 2012 and 40.6 percent from May 2013. Total Exchange volume for June 2013 was reported at 125,703 contracts traded.

SEC: Julie M. Riewe And Marshall S. Sprung Named Co-Chiefs Of Asset Management Unit

Date 01/07/2013

The Securities and Exchange Commission today announced that Julie M. Riewe and Marshall S. Sprung have been named Co-Chiefs of the Division of Enforcement’s Asset Management Unit, a national specialized unit that focuses on misconduct by investment advisers, investment companies, and private funds. Ms. Riewe and Mr. Sprung have been serving as deputy chiefs of the Asset Management Unit since May 2012. They succeed Bruce Karpati, the unit’s inaugural Chief, who left in May.

Turnover At Deutsche Börse’s Cash Markets At 102 Billion Euros In June

Date 01/07/2013

Order book turnover on Xetra, the Frankfurt Stock Exchange and Tradegate stood at €101.8 billion in June (June 2012: €95.8 billion). Of the €101.8 billion, €95.3 billion were attributable to Xetra (June 2012: €89.2 billion). €4.2 billion were attributable to the Frankfurt Stock Exchange (June 2012: €4.6 billion). Order book turnover on Tradegate Exchange* totalled approximately €2.4 billion in June (June 2012: €2.0 billion).

Luxembourg Stock Exchange Launches Responsible Investment Index - Providing An Indicator Of The Responsible Investment Fund Market In Luxembourg

Date 01/07/2013

The Luxembourg Stock Exchange announces the launch of a new responsible investment index, theLux RI Fund Index, on 1 July 2013.

FINRA Selects Morningstar For Re-Launch Of Market Data Center

Date 01/07/2013

The Financial Industry Regulatory Authority (FINRA) announced today that it selected Morningstar, Inc. to provide financial data, technology and design for the re-launch of FINRA's Market Data Center. FINRA's Market Data Center makes available to retail investors a wealth of information on a broad spectrum of financial instruments. With an emphasis on bond market information, including price information from FINRA's Trade Reporting and Compliance Engine (TRACE), the Market Data Center has brought retail investors unprecedented transparency to the corporate bond market. By working with Morningstar, FINRA's revamped Market Data Center is now a comprehensive and powerful platform offering expansive market data as well as FINRA Investor Education materials and tools.

Emerging Global Advisors Selects FTSE For The First Emerging Markets Dividend Growth ETF

Date 01/07/2013

FTSE Group (“FTSE”) has been selected by Emerging Global Advisors, the asset management company specializing exclusively in emerging market ETFs, as the index provider for its EGShares Emerging Markets Dividend Growth ETF (EMDG) which listed today on NYSE Arca. EGShares EMDG is the first US-listed ETF focused on providing dividend growth exposure in emerging markets.

Japan Securities Clearing Corporation To Become CCP For Osaka Securities Exchange Listed Derivatives

Date 01/07/2013

According to organization restructuring resulting from the management integration between Tokyo Stock Exchange Group and Osaka Securities Exchange (OSE), clearing functionality for OSE Listed Derivatives will be integrated into Japan Securities Clearing Corporation (JSCC).

FTSE Launches The FTSE NAREIT Preferred Stock Index

Date 01/07/2013

• New index offers portfolio diversification
• FTSE extends real estate index series