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SEC To Hold Compliance Outreach Program For Investment Companies And Investment Advisers

Date 13/12/2013

The Securities and Exchange Commission today announced the opening of registration for its compliance outreach program’s national seminar for investment companies and investment advisers. The event is intended to help these firms’ Chief Compliance Officers (CCOs) and other senior personnel to enhance their compliance programs for the protection of investors.
U.S. Federal Reserve Board Announces Appointment Of The Chairs And Deputy Chairs Of The Federal Reserve Banks For 2014

Date 13/12/2013

The Federal Reserve Board on Friday announced the designation of the chairs and deputy chairs of the 12 Federal Reserve Banks for 2014.
TOM MTF Statistics Week 50

Date 13/12/2013

Click here to download the weekly statistics update of TOM MTF for week 50 - 2013.
Hilton Worldwide Celebrates Initial Public Offering On The New York Stock Exchange

Date 13/12/2013

McLean, Va.-based Hilton Worldwide, a leading global hospitality company, opened for trading yesterday, December 12 on the New York Stock Exchange (NYSE) under the ticker symbol “HLT” after its initial public offering. Barclays is the Designated Market Maker (DMM) for the company’s stock.
UBS Wins IFR Asia’s Bank Of The Year

Date 13/12/2013

Thomson Reuters, the world’s leading source of intelligent information for businesses and professionals, today announced the winners of the IFR Asia Awards 2013.

BATS Exchange Welcomes New iShares ETF - iShares Liquidity Income ETF Begins Trading Today

Date 13/12/2013

BATS Global Markets (BATS), a leading operator of securities markets in the U.S. and Europe, today announced that the iShares Liquidity Income ETF (BATS: ICSH) will begin trading today on BATS Exchange.
Goldman Sachs Wins IFR's Bank Of The Year

Date 13/12/2013

Thomson Reuters, the world’s leading source of intelligent information for businesses and professionals, today announced the winners of the International Financing Review Awards 2013.
IOSCO Issues Report On Regulatory Issues Raised By Changes In Market Structure

Date 13/12/2013

The International Organization of Securities Commissions today published its final report on Regulatory Issues Raised by Changes in Market Structure, which makes four recommendations that seek to promote market liquidity and efficiency, price transparency, and investors´ execution quality in a fragmented environment.
CrowdWatcher: Approved For Apple’s App Store - Worldwide Transparency For Crowdfunding Projects

Date 13/12/2013

CrowdWatcher, a unique comparison site for crowdfunding projects, will be available in the Apple App Store from today. CrowdWatcher provides its users with a simple and comprehensive overview of crowdfunding projects across the world.
IOSCO Issues Report On The Impact Of Trading Fee Models On Trading Behaviour

Date 13/12/2013

The International Organization of Securities Commissions today published its final report on Trading Fee Models and their Impact on Trading Behaviour, which provides a comprehensive overview of trading fees and trading fee models around the globe and how they influence trading behaviour.