News Centre

SIX Exchange Regulation: Investigation Against Liechtensteinische Landesbank AG

Date 29/10/2013

SIX Exchange Regulation initiates an investigation against Liechtensteinische Landesbank AG on the grounds of possible breaches of the rules governing the disclosure of management transactions.  

NZX Q3 2013 Revenues And Operating Metrics

Date 29/10/2013

Buoyed by the continuing strength of New Zealand’s capital markets, NZX recorded another quarter of solid growth in Q3 2013. Total revenue for Q3 2013 increased 11.5% compared to the prior comparable period in 2012, with the markets and infrastructure businesses up 26.9% and 9.9% respectively.

Bursa Malaysia Closes For Maal Hijrah

Date 29/10/2013

Bursa Malaysia and its subsidiaries will be closed on Tuesday, 5 November 2013 in conjunction with the Maal Hijrah holiday.

Shenzhen Stock Exchange: Cyclical Sector And Defensive Sector Series Indices Issued

Date 29/10/2013

Shenzhen Stock Exchange (SZSE) and Shenzhen Securities Information Co., Ltd. recently announced to issue SZSE Cyclical Sector 50 Index (Code: 399670, Abbreviation: SZSE Cyclical 50), SZSE Defensive Sector 50 Index (Code: 399671, Abbreviation: SZSE Defensive 50), CNI Cyclical Sector 100 Index (Code: 399402, Abbreviation: Cyclical 100), and CNI Defensive Sector 100 Index (Code: 399403, Abbreviation: Defensive 100) on October 28, 201

Court Dismisses Application To Strike Out Hong Kong's Securities And Futures Commission Insider Dealing And Fraud Case

Date 29/10/2013

The Court of First Instance today dismissed an application by two solicitors who sought to strike out proceedings brought against them by the Securities and Futures Commission (SFC) under section 213 of the Securities and Futures Ordinance (SFO) in December 2010 alleging insider dealing and fraud.

Gold ETF Work Seminar Jointly Held By Shenzhen Stock Exchange And Shanghai Gold Exchange

Date 29/10/2013

Dubai Financial Market Announces Its Board Of Directors Meeting To Be Held On 4 November 2013

Date 29/10/2013

The Board of Directors' of Dubai Financial Market  PJSC  will  hold a  meeting  on Monday 4 November 2013, at 2:00 PM at Borse Dubai to discuss the  financial performance of the company and approve the Review report and condensed consolidated  interim financial  information for the nine  month  period ended 30 September  2013, as well as, discuss the normal business activities and any business issues as arise.

Shenzhen Stock Exchange Market Bulletin 28 October, 2013 - Issue 21

Date 29/10/2013

From 21 to 25 October, Shenzhen Component Index lost 4.7% and closed at 8379.6 points. SME Index closed at 5011.1 points after falling 4.7%. ChiNext Index was down 6.0% and closed at 1269.2 points. Total turnover for stocks and funds on SZSE was US$106.1 bn, or a 2.7% decrease from the week before.

ISDA Chairman Stephen O'Connor's Presentation At The 2013 ISDA Regional Conferences In Asia

Date 28/10/2013

Date	Title / Description	Documents
October 28, 2013	ISDA Chairman Stephen O'Connor's presentation at the 2013 ISDA Regional Conferences in Asia Chairman’s Remarks at the ISDA Regional Conferences, October 2013 in Sydney, Hong Kong and Tokyo. (Text of remarks / slide deck)

Rick Ketchum, FINRA Chairman And Chief Executive Officer - SIFMA C&L New York Regional Seminar - A New Day In Regulation Of tThe Financial Markets

Date 28/10/2013

Thank you, Jerry [Baker], for that introduction and for the invitation to join you here today. 

I want to talk to you this morning about the regulatory challenges facing FINRA. Specifically, I want to talk about how technology—and the data it allows us to see—is evolving the way we regulate the markets. Already, there are a number of technological resources—especially in the areas of data, risk analytics and surveillance—that are changing the way FINRA and other regulators examine firms and oversee the markets. We are at the very early stages of this still-new era of big data and cloud computing, but the transformative potential for regulation is very promising. We envision a "new day" in regulation—where, using the power of big data and technology, we can see information in a new way, and better protect investors.