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Taiwan Futures Exchange Monthly Newsletter - April 2014

Date 09/04/2014

Click here to download TAIFEX's April Newsletter.
NZX Investor Day 2014

Date 09/04/2014

NZX will host its Investor Day 2014 today in Auckland which includes presentations about NZX's portfolio of businesses from CEO Tim Bennett, Head of Markets Aaron Jenkins, Head of NZX Agri Tony Leggett and CFO Bevan Miller.
BOX Options Exchange: April 2014 InBOX

Date 09/04/2014

This is the April issue of InBOX, your news source from inside the BOX Options Exchange. This monthly publication will provide convenient summaries of recent developments at BOX.
US Agencies Adopt Enhanced Supplementary Leverage Ratio Final Rule And Issue Supplementary Leverage Ratio Notice Of Proposed Rulemaking

Date 08/04/2014

The Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency (OCC) on Tuesday adopted a final rule to strengthen the leverage ratio standards for the largest, most interconnected U.S. banking organizations.
SEC Announces Charges Against Honolulu Woman Defrauding Investors Through Social Media

Date 08/04/2014

The Securities and Exchange Commission today announced fraud charges against a Honolulu woman posing as an investment banker and soliciting investors through Twitter, Facebook, and other social media.

SEC Charges Las Vegas-Based Transfer Agent With Disclosure Failures In Registration Forms

Date 08/04/2014

The Securities and Exchange Commission today announced enforcement actions against two leaders at a Las Vegas-based transfer agent firm who were responsible for disclosure failures in registration forms filed with the SEC.
OCC Chief Counsel Testifies On Community Banks

Date 08/04/2014

The Office of the Comptroller of the Currency’s Chief Counsel Amy Friend discussed efforts to minimize the regulatory burden facing community banks and savings associations while maintaining safety and soundness of the federal banking system during her testimony before the U.S. House of Representatives’ Financial Services Committee today.
FINRA Launches Retrospective Rule Review - First Round Addresses Rules On Communications With The Public And Gifts And Gratuities

Date 08/04/2014

The Financial Industry Regulatory Authority (FINRA) issued two new Regulatory Notices as part of an initiative to conduct retrospective rule reviews on an ongoing basis. Regulatory Notice 14-14 requests comment on the effectiveness and efficiency of FINRA's communications with the public rules, while Regulatory Notice 14-15 requests comment on gifts, gratuities and non-cash compensation rules. FINRA's retrospective rule reviews are designed to ensure that FINRA's rules remain relevant and appropriately designed to achieve their objectives.
CBOE Statement On Today's Court Ruling In Favor Of CBOE In ISE Patent Litigation

Date 08/04/2014

The Chicago Board Options Exchange, Incorporated® (CBOE®) announced today the United States Court of Appeals for the Federal Circuit ruled in its favor in a seven-year-old patent litigation with the International Securities Exchange (ISE), in which ISE claimed that CBOE's Hybrid system infringed ISE's patent for an automated exchange.
ISE Lists Additional 650 Products

Date 08/04/2014

ISE announced today that it has successfully completed the rollout of 650 additional equity options products on the exchange. With the addition of these symbols, ISE now lists equity options covering more than 99% of average daily volume for multiply-listed products.