News Centre

SEC Announces Charges Against Corporate Insiders For Violating Laws Requiring Prompt Reporting Of Transactions And Holdings - Nearly Three Dozen Charged In Enforcement Initiative To Root Out Repeated Late Filers

Date 10/09/2014

The Securities and Exchange Commission today announced charges against 28 officers, directors, or major shareholders for violating federal securities laws requiring them to promptly report information about their holdings and transactions in company stock.  Six publicly-traded companies were charged for contributing to filing failures by insiders or failing to report their insiders’ filing delinquencies.

NASDAQ OMX To Host Commemorative Opening Bell Ceremony In Remembrance of 9/11

Date 10/09/2014

What:

In remembrance of September 11, 2001, the following organizations will visit the NASDAQ MarketSite in Times Square for a commemorative ceremony and to officially ring The NASDAQ Stock Market Opening Bell:

• Deputy Chief Roger Sakowich, FDNY
• Sergeant Gerry Flood- Emergency Service Unit, NYPD
• Kevin Parker, President, New York Police & Fire Widows' & Children's Benefit Fund
• Melissa Brengel, 9/11 Tribute Center

SEC Announces Fraud Charges Against Biotech Company and Former Executive Who Failed to Report Insider Stock Sales

Date 10/09/2014

The Securities and Exchange Commission today charged a Massachusetts-based biotech company and its former CEO with defrauding investors by failing to report his sales of company stock.

Direct Edge To Observe A Moment Of Silence On Thursday, September 11, 2014

Date 10/09/2014

Direct Edge will join other market participants in honoring those lost in the attacks of September 11, 2001, by observing one-minute of silence beginning 9:25 a.m. ET, Thursday, September 11, 2014.  While trading will not be affected, we encourage market participants to join us in silent tribute to the fallen and those affected by the tragedy.

Mexican Stock Exchange Releases Monthly Financial Report For August 2014

Date 10/09/2014

Click here to download Mexican Stock Exchange's  monthly report for June, in which you will find information of the IPC Index (Índice de Precios y Cotizaciones), Equity Market, Market Capitalization, Fixed Income Value, Issuers with greater variation during the month and placement in the Capital Market.

FESE European Equity Market Report - August 2014 Figures

Date 10/09/2014

The European Equity Market Report is a piece of analysis that allows for an accurate comparison of trading statistics across European trading venues.

R.J. O’Brien & Associates Canada Inc. Joins Montreal Exchange, Expands

Date 10/09/2014

R.J. O’Brien & Associates (RJO), the oldest and largest independent futures brokerage and clearing firm in the United States, announced that its Canadian affiliate, R.J. O’Brien & Associates Canada Inc. (RJO Canada), has become a clearing member of the Montreal Exchange (MX) as part of the operation’s continued expansion throughout Canada.

Abusive Activities On Over-The-Counter Markets: Autorité Des Marchés Financiers Takes Steps Against Market Manipulation

Date 10/09/2014

The Autorité des marchés financiers (AMF) is taking steps to crack down on the activities of issuers that could engage in abusive activities on the U.S. over-the-counter markets (also known as “OTC markets” or “Pink Sheets”). In doing so, the AMF seeks to protect investors, deter market manipulation and safeguard the reputation of Québec market participants.

Osaka Exchange: Change Of Central Contract Months In TOPIX Futures Trading

Date 10/09/2014

Concerning TOPIX Futures, since the trading volume of the December 2014 contract (second contract) surpassed that of the September 2014 contract (nearest contract) in today’s auction market, the central contract month pertaining to temporary trading halt (Circuit Breaker rule) are as follows from September 11, 2014 (trading day).

4-Party Agreement On Shanghai-Hong Kong Stock Exchanges Connectivity Mechanism Signed On Sep 4

Date 10/09/2014

A 4-party agreement on the Shanghai-Hong Kong Stock Exchanges Connectivity Mechanism (SHSECM) is signed at the Shanghai Stock Exchange (SSE) on September 4.