News Centre

FINRA Fines Morgan Stanley Smith Barney And Scottrade A Total Of $950,000 For Failing To Supervise The Transmittal of Customer Funds To Third-Party Accounts

Date 22/06/2015

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Morgan Stanley Smith Barney, LLC (Morgan Stanley) $650,000 and Scottrade, Inc. $300,000 for failing to implement reasonable supervisory systems to monitor the transmittal of customer funds to third-party accounts. Both firms were cited for the weak supervisory systems by FINRA examination teams in 2011, but neither took necessary steps to correct the supervisory gaps.

European Council - Council Of The European Union: Remarks by President Donald Tusk At The Press Conference Of The Euro Summit

Date 22/06/2015

I called this summit to put an end to the dangerous uncertainty and to avoid the worst case scenario which means chaotic and uncontrollable Graccident. To do that, I wanted to achieve two things. First, I wanted to inject new dynamism into the negotiations that have been stalled for too long. With the Greek proposal today, I believe that we have taken that step. Second, to make sure that all leaders are on the same political page, that all share the same understanding of the possibilities and limits.

CFTC’s Division Of Market Oversight To Host Public Roundtable Regarding The Made Available To Trade Process

Date 22/06/2015

The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) will hold a public roundtable on July 15, 2015, from 10:00 a.m. to 2:00 p.m. to discuss the Commodity Exchange Act’s trade execution requirement and the process of making Made Available to Trade (MAT) determinations. The roundtable will discuss: (1) approaches to mandatory exchange trading in various jurisdictions; (2) academic perspectives on, and data-based assessment of, MAT; and (3) industry analysis of the MAT process.

NYSE Governance Services Announces 2015 Leadership Award Winners

Date 22/06/2015

New York Stock Exchange Governance Services, a subsidiary of New York Stock Exchange (NYSE: ICE), today announced the winners and finalists of its 2nd annual Governance, Risk & Compliance Leadership Awards. The awards program recognizes exemplary leaders in governance, risk and compliance.

ISDA EMEA Credit Derivatives Determinations Committee: The State Export-Import Bank Of Ukraine Restructuring Credit Event

Date 22/06/2015

The International Swaps and Derivatives Association, Inc. (ISDA) today announced that its EMEA Credit Derivatives Determinations Committee resolved that a restructuring credit event occurred in respect of The State Export-Import Bank of Ukraine.

CBOE Holdings Announces Date Of Second-Quarter 2015 Earnings Release And Conference Call

Date 22/06/2015

CBOE Holdings, Inc. (NASDAQ: CBOE) will announce its financial results for the second quarter of 2015 before the market opens on Friday, July 31, 2015. A conference call with remarks by CBOE Holdings, Inc. senior management will begin at 7:30 a.m. Central Time (CT).

European Council - Council Of The European Union: Remarks By President Donald Tusk Ahead Of The Euro Summit, 22 June 2015

Date 22/06/2015

I have called this meeting because time is running out not only for Greece but for all of us. We have only one week before the current Greek programme expires. And this means that the "let's wait and see" strategy must end.

The TASE's Video Wall Becomes A Stage For Students' Art - Tel Aviv Stock Exchange Introduces Israel's First Digital Gallery

Date 22/06/2015

UK Payment Systems Regulator Board Appointments

Date 22/06/2015

The FCA Board has approved two new appointments to the Board of the Payment Systems Regulator (PSR).

Tel Aviv Stock Exchange: Semi-Annual Update Of The Israeli High-Tech Companies Index - TA-BIGITech

Date 22/06/2015