News Centre

Tel Aviv Stock Exchange Weekly Review: Aug 02-06, 2015

Date 06/08/2015

• Trading on the Tel-Aviv Stock Exchange (TASE) on the first week of August, was ended up in most of the leading share indices; 
• The real estate company "Vitania" made an IPO of shares; 
• Further offerings in the bond market 

BM&FBOVESPA Publishes July Market Performance

Date 06/08/2015

The DFSA Signs MoU With Australia’s Prudential Supervisor

Date 06/08/2015

The Dubai Financial Services Authority (DFSA) entered into an agreement with the Australian Prudential Regulation Authority (APRA) last week. The Memorandum of Understanding commits the DFSA and APRA to information sharing and co-operation in the supervision of financial institutions.

Bursa Malaysia Securities Publicly Reprimands Damansara Realty Berhad For Breach Of Main Market Listing Requirements

Date 06/08/2015

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded Damansara Realty Berhad (DBHD) in respect of the company’s fourthquarterly report for the financial year ended 31 December 2014 (QR 4/2014) announced on 27 February 2015 which was in contravention of paragraph 9.16(1)(a) of the Bursa Malaysia Securities Main Market Listing Requirements (Main LR). DBHD had subsequently amended and re-stated its QR 4/2014 as announced on 15 April 2015.

TMX Group Consolidated Trading Statistics – July 2015

Date 06/08/2015

TMX Group Limited today announced July 2015 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TMX Select, Alpha, Montreal Exchange (MX) and NGX.

CFTC Orders Morgan Stanley & Co. LLC To Pay A $300,000 Civil Monetary Penalty For Violations Of Customer Protection Rule For Cleared Swaps And Related Supervision Failures - Order Finds That The Firm Failed To Maintain Sufficient U.S. Dollars In Segregated Accounts In The United States, Holding Required Funds Instead In Other Currencies

Date 06/08/2015

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order requiring Morgan Stanley & Co. LLC (Morgan Stanley), a registered Futures Commission Merchant and provisionally registered swap dealer, to pay a $300,000 civil monetary penalty for failing to hold sufficient U.S. Dollars in segregated accounts in the United States to meet all of its U.S. Dollar obligations to cleared swaps customers. The Order also finds that the firm failed to implement adequate procedures and requires Morgan Stanley to cease and desist from violating CFTC Regulations, as charged.

Nigerian Stock Exchange Wins Financial Institution Of The Year Award

Date 06/08/2015

The Nigerian Stock Exchange (NSE or The Exchange) is pleased to announce that it has received the 2015 Financial Institution Award from The Oil & Gas Year (TOGY) Nigeria.  The award was presented to The Exchange on Tuesday, August 4, 2015 at The Oil & Gas Year Nigeria Award ceremony, an annual event held to celebrate individuals and institutions who have distinguished themselves in their areas of specialization.

FINRA Bars Former Caldwell Broker For Churning Customer Accounts

Date 06/08/2015

The Financial Industry Regulatory Authority (FINRA) announced today that it has permanently barred Richard Adams, a former registered representative of Caldwell International Securities Corp., from the securities industry for churning customers’ accounts and other securities rule violations. Adams also failed to report a dozen unsatisfied judgments and liens on his U4 Registration Form as required by FINRA rules.

Irish Stock Exchange: Statistics July 2015

Date 06/08/2015

July 2015 overall market statistics report

July 2015 investment funds statistics

SEC: Miller Energy Resources, Former CFO, Current COO Charged With Accounting Fraud

Date 06/08/2015

The Securities and Exchange Commission today announced charges alleging that Miller Energy Resources Inc., its former chief financial officer, and its current chief operating officer inflated values of oil and gas properties, resulting in fraudulent financial reports for the Tennessee-based company.  The audit team leader at the company’s former independent auditor also was charged in the matter.