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  • ProShares To Switch Four ETFs To The BATS ETF Marketplace - ETFs To List on BATS On Or About December 15, 2015

    Date 01/12/2015

    BATS Global Markets (BATS), the #1 U.S. market for the trading of exchange-traded funds (ETFs), today announced that ProShares, a premier provider of ETFs, will transfer four NYSE Arca-listed ETFs to The BATS ETF Marketplace.

  • London Stock Exchange Group: Capital Markets Union

    Date 01/12/2015

    Xavier Rolet, CEO of London Stock Exchange Group said: "I warmly welcome Commissioner Hill’s action today to help EU high growth, job creating companies access non-bank finance more efficiently The Commission’s proposal to revise the prospectus regime is a much needed, practical step to unlock capital for entrepreneurs in the EU, boosting the creation of a strong investment culture.  SMEs are key to future economic growth and high quality job creation across Europe and we support the measures being proposed as part of the Capital Markets Union Action Plan, which will help simplify the process for companies seeking finance."

  • Commissioner Aguilar's (Hopefully) Helpful Tips For New SEC Commissioners - Commissioner Luis A. Aguilar - U.S. Securities And Exchange Commission[1]

    Date 30/11/2015

    I have had an interesting and eventful run at the SEC since I was first sworn in on July 31, 2008, which was shortly before the demise of Lehman Brothers and the financial crisis that followed. During my tenure, I have served with four Chairs, a number of different Commissioners (composing six different Commissions), five General Counsels, and at least three different heads of each of the SEC’s major divisions and offices. Through it all, I have come to realize that a single SEC Commissioner can have a lasting impact—hopefully, a positive impact—on the agency, its mission, the capital markets, and investor protection.

  • SEC Names Katherine Martin As Associate Director In The Office Of International Affairs

    Date 30/11/2015

    The Securities and Exchange Commission today announced that Katherine K. Martin has been named Associate Director in its Office of International Affairs.

  • CFTC Commitments Of Traders Reports Update

    Date 30/11/2015

    The current reports for the week of November 24, 2015 are now available.