News Centre

MIAX Options: Rule Change Notice - FINRA Arbitration Rules 12214, 12904, 13214 And 13904

Date 15/03/2018

FINRA is proposing to amend FINRA Rules 12214(e)(1) and 12904(g)(5) of the Code of Arbitration Procedure for Customer Disputes and FINRA Rules 13214(e)(1) and 13904(g)(5) of the Code of Arbitration Procedure for Industry Disputes to eliminate the $400 fee for an explained decision. 

Remarks Of CFTC Commissioner Rostin Behnam At The FIA Boca 2018 International Futures Industry 43rd Annual Conference, Boca Raton, Florida - Accountability & Moving Forward

Date 15/03/2018

Introduction

Good afternoon and thank you for the kind introduction. I’m thrilled to be the crowd warmer for the Washington Outlook panel. Joking aside, the crowd warmer’s job is to get the audience in the mood for the main act -- to make you all feel integral to what’s about to occur on stage and to elicit and encourage you to react. Your engagement and reactions are critically important, especially now as we have all been promised deliverables in terms of Project KISS1, Reg. Reform 2.0,2 and CFTC and SEC harmonization,3 and we are increasingly expectant of proposals for resolving outstanding regulatory issues such as the de Minimis exception, position limits, and Regulation Automated Trading (Reg AT).

APEX To Launch New Customized Clearing System Provided By Cinnober

Date 15/03/2018

• Leading technology firm's end-to-end post-trade solution to be used by derivatives exchange in Singapore

ESMA Registers SPMW Rating Sp. z o.o. As A CRA

Date 15/03/2018

The European Securities and Markets Authority (ESMA), the EU’s direct supervisor of credit rating agencies (CRAs), has registered SPMW Rating Sp. z o.o. as a CRA under Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (CRA Regulation), with effect from 15 March 2018. SPMW Rating Sp. z o.o. is based in Poland, issuing sovereign and public finance ratings and corporate ratings.

JPX, KRX And TWSE Sign Trilateral Memorandum Of Understanding

Date 15/03/2018

Japan Exchange Group, Inc. (JPX), Korea Exchange (KRX) and Taiwan Stock Exchange Corporation (TWSE) signed a memorandum of understanding (MOU) today.

ECB Launches A Second Consultation On A New Euro Unsecured Overnight Interest Rate

Date 15/03/2018

• ECB calls for input on the detailed features of the new unsecured overnight interest rate
• Consultation runs until 17:00 CET on 20 April 2018

Societe Generale Joins Euronext's Best Execution Service For Retail Investors

Date 15/03/2018

Societe Generale and Euronext announced today they are joining forces to offer retail investors “Best of Book”, Euronext’s best execution service. This service will enable customers in Societe Generale’s French network to benefit from a greater quality of order execution on the exchange at a competitive price

ESAs Weigh Benefits And Risks Of Big Data

Date 15/03/2018

The Joint Committee of the European Supervisory Authorities (ESAs) published today its final report on Big Data analysing its impact on consumers and financial firms. Overall, the ESAs have found that while the development of Big Data poses some potential risks to financial services consumers, the benefits of this innovation currently outweigh these. Many of the risks identified by the ESAs are mitigated by existing legislation.

SIX Breaks The 15 Million Barrier For Regulatory Documents

Date 15/03/2018

SIX’s regulatory data platform has added over 15 million Key Information Documents (KIDs) as client on-boarding demands go through the roof two months on from the implementation of the EU’s Packaged Retail and Insurance-based Investment Products (PRIIPs) rules.

Tokyo Commodity Exchange February 2018 Market Summary - TOCOM February 2018 Volume Averaged 128,185 Contracts, Down 1.8%

Date 15/03/2018

The Tokyo Commodity Exchange reported today that average daily volume for February 2018 was 128,185 contracts, down 1.8% month-over-month. Volume increased for TOCOM’s most active contracts, including Gold Standard, which was up 6.6% to 44,672 contracts and Dubai Crude Oil, which rose 8.4% to 18,457 contracts. There were decreases in volume for contracts such as Gold Rolling Spot, which dropped 12.5% to 21,192 contracts, Platinum Standard, which fell 24.3% to 13,114 contracts and Platinum Rolling Spot, which decreased 6.3% to 12,198 contracts.