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SEC Charges New York-Based Firm And Supervisors For Failing To Supervise Brokers Who Defrauded Customers

Date 29/06/2018

The Securities and Exchange Commission today charged New York-based broker-dealer Alexander Capital L.P. and two of its managers for failing to supervise three brokers who made unsuitable recommendations to investors, “churned” accounts, and made unauthorized trades that resulted in substantial losses to the firm’s customers while generating large commissions for the brokers.
IISL Index Dashboard For The Month Ended June 2018

Date 29/06/2018

The India Index Services & Products Ltd. (IISL) is a subsidiary of National Stock Exchange Of India, the largest Stock Exchange in India. Click here to download the 'IISL Index Dashboard' for the month ended June 2018.
Statement On Final Rule Of Inline XBRL Filing Of Tagged Data, SEC Commissioner Hester M. Peirce

Date 29/06/2018

Thank you, Mr. Chairman. I want to extend my thanks to the staff for their work on this rule. The rule is the result of close collaboration among DERA, CorpFin, and IM. I appreciate the hard work that each of these divisions, as well as the Office of General Counsel, has contributed to the final product.
US Federal Agencies Seek Comment On Proposed 2019 Resolution Plan Guidance

Date 29/06/2018

The Federal Deposit Insurance Corporation and the Federal Reserve Board on Friday announced they are seeking public comment on revised resolution plan guidance for the eight largest, most complex U.S. banks. Resolution plans, commonly known as living wills, must describe the company's strategy for rapid and orderly resolution under bankruptcy in the event of material financial distress or failure of the company. The resolution planning process helps ensure that a firm's failure would not have serious adverse effects on the financial stability of the United States.
CFTC Staff Issues Research Report On Sharp Price Movements In The Commodity Futures Markets

Date 29/06/2018

The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) issued a report today that analyzed sharp, intraday price movements in the commodity futures markets. DMO staff in the Market Intelligence Branch (MIB) analyzed 2.2 billion transactions from 16 of the most actively traded futures contracts in all major market sectors using data from 2012 through 2017.

Malawi Stock Exchange Weekly Trading Report - 29 June, 2018

Date 29/06/2018

Click here to download Malawi Stock Exchange's weekly trading report.
MNI Chicago Business Barometer Rises To 64.1 In June - New Orders, Order Backlogs Drive Barometer To Five-Month High

Date 29/06/2018

The MNI Chicago Business Barometer rose 1.4 points to 64.1 in June, up from 62.7 in May, hitting the highest level since January.
EQS Group AG Expands Executive Board - André Marques becomes CFO. Marcus Sultzer Is CRO, Global Revenues And Marketing

Date 29/06/2018

The Supervisory Board of EQS Group AG (ISIN: DE0005494165) has appointed long-serving EQS team members André Marques and Marcus Sultzer to the Executive Board, effective July 1, 2018. They join CEO and Founder Achim Weick and COO Christian Pfleger in managing the company.
tZERO Signs Letter Of Intent With GSR Capital For Security Token Investment Of $160 Million - Security Token Offering Closing Date Extended To August 6, 2018 To Accommodate GSR And Other Investors

Date 29/06/2018

tZERO, the global leader in blockchain innovation for capital markets, today announced the signing of a letter of intent (LOI) with GSR Capital (GSR), a private equity firm organized under the laws of Hong Kong, to participate in tZERO’s Security Token Offering (STO). In accordance with the LOI, GSR will purchase U.S. $160 million in tZERO Security Tokens pursuant to the Simple Agreement for Future Equity (SAFE). The purchase price per Security Token will be $10.00. To accommodate the investment from GSR, tZERO’s STO has been extended to August 6, 2018.
Revision Of "Japan Financial Services Agency's Supervisory Approaches - Replacing Checklists With Engagement-"

Date 29/06/2018

The Financial Services Agency (JFSA) issued the English translation of its draft report "JFSA's supervisory approaches" and called for public comments in English from January 5 through February 14, 2018 (as for the Japanese version, from December 15, 2017 through February 14, 2018). The JFSA recieved 282 comments both in Japanese and in English from 52 individuals and entities. Based on the comments received, the JFSA revised and published the report on June 29,2018.