FTSE Mondo Visione Exchanges Index:
News Centre
-
New York State Department Of Financial Services Secures $50 Million Penalty From Swedbank For Withholding Information From Investigators - Settlement Follows Department’s Investigation Into Bank’s Relationships Related To The Panama Papers Leak
Date 16/07/2026
New York State Department of Financial Services (DFS) Acting Superintendent Kaitlin Asrow announced today that Swedbank AB and its New York branch (together, Swedbank or the Bank) have agreed to pay a $50 million penalty as part of a Consent Order to resolve the Department’s investigation into Swedbank’s compliance with New York Banking Law and its failure to cooperate fully with requests for information.
-
Canadian Securities Administrators Seeks Comment On Modernizing The Regulation Of Public Companies
Date 16/07/2026
The Canadian Securities Administrators (CSA) today published a consultation paper (the Consultation Paper) seeking stakeholder input on potential ways to modernize securities legislation for public companies.
-
Office Of The Comptroller Of The US Currency Announces Enforcement Actions For July 2026
Date 16/07/2026
The Office of the Comptroller of the Currency (OCC) today released enforcement actions for July 2026.
-
UK Government Guidance - Royal Mint Trading Fund: Framework Document
Date 16/07/2026
This document sets out the accountabilities and relationships between the Royal Mint Trading Fund, the Shareholder (HM Treasury) and the Shareholder Representative (UK Government Investments).
-
BC Securities Commission Imposes Temporary Restrictions On Two Companies And Two Individuals
Date 16/07/2026
The Executive Director of the BC Securities Commission (BCSC) has imposed a temporary order against two B.C. companies and two individuals connected to the companies.
-
Statement On Proposed Regulation E-Delivery, SEC Commissioner Mark T. Uyeda
Date 16/07/2026
The Commission spends considerable time thinking about the “what” of disclosure by focusing on the substance of required disclosures. These disclosures, whether in the form of a prospectus, an account statement, a description of services provided, or an annual report—to name just a few—form the bedrock of investor protection. Our system relies principally on individuals to look after their own interests by acting, or refraining from acting, based on that information. The logical next question then is “how” that information is delivered to investors.
-
SIFMA Statement On SEC Proposed Rule On E-delivery
Date 16/07/2026
SIFMA today issued the following statement from president and CEO Kenneth E. Bentsen, Jr. on a proposed rule from the Security and Exchange Commission (SEC) related to electronic delivery of certain required financial disclosures:
“SIFMA welcomes the SEC’s proposal to modernize the electronic delivery framework for investor communications. The proposal is an important step toward updating regulatory requirements to reflect how investors access information today while giving investors the power to choose paper delivery if preferred. For years, SIFMA has advocated for a modernized approach that makes electronic delivery the default, reducing unnecessary costs and paper while improving the timeliness and accessibility of important disclosures."
-
Paper Taper: Statement On Proposed Regulation E-Delivery, SEC Commissioner Hester M. Peirce
Date 16/07/2026
Today, in a long-awaited move, the Commission proposed Regulation E-Delivery to make electronic delivery the default under the securities laws for issuers, investment advisers, investment companies, and broker-dealers. This rulemaking focuses on the default delivery method; not the content of disclosure or its format. I am happy to support what I expect will be the first step in rethinking, modernizing, and improving disclosure of information to investors.
-
Joint Board Of Appeal Dismisses Appeal Against The EBA
Date 16/07/2026
The Joint Board of Appeal of the European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) has issued a decision stating that an appeal brought by an individual against the European Banking Authority (EBA) is inadmissible.
-
UK Financial Stability Report Meetings
Date 16/07/2026
A record of the meetings between the Chancellor of the Exchequer and Governor of the Bank of England on the bank's Financial Stability Report.