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ASIC Annual Forum And Annual Dinner Postponed

Date 11/03/2020

Due to the uncertain availability of international and interstate speakers and delegates and the evolving situation surrounding the novel coronavirus (COVID-19), we have made the difficult decision to postpone the ASIC Annual Forum and Annual Dinner 2020.
Continue To Promote Opening-Up And Make More Innovations In Service - Shenzhen Stock Exchange. Holds The First Online Roadshow For Overseas Investors

Date 11/03/2020

On March 5, SZSE, together with overseas institutions, jointly held the first online roadshow for overseas investors. Nearly 30 representatives of overseas investment institutions from the United States, the United Kingdom, Singapore, Hong Kong, etc. and three SZSE-listed companies Lianchuang Electron (002036), GEM (002340) and DSBJ (002384) had in-depth discussions on strategic planning, industry development and other issues. The roadshow is a practical measure of SZSE to improve the service system for overseas investor and strengthen the opening up and communication of the capital market during the outbreak of COVID-19.
Dr. Obaid Saif Al Zaabi, UAE Securities And Commodities Authority’s CEO, On International Women’s Day

Date 11/03/2020

On this great occasion, we extend our deep appreciation and gratitude to our wise leadership, which has been providing unlimited support to Emirati women since the very establishment of the UAE federation.
IIROC Statement: COVID-19 Preparedness

Date 10/03/2020

The health and safety of our employees and all Canadian market participants is of paramount importance to IIROC.
SEC Operating Status - Covid-19

Date 10/03/2020

Many SEC staff located in the SEC's Washington, DC headquarters are currently teleworking. During this period, the SEC remains fully operational and focused on fulfilling our mission on behalf of America’s investors and its markets.

Hazeltree Appoints Marshall Saffer Vice President And Head Of Americas Sales To Support Growth Strategy - Hazeltree Expands Sales Organization To Leverage ENSO Financial Analytics Acquisition

Date 10/03/2020

Hazeltree, the leading provider of integrated treasury and portfolio finance solutions, today announced the appointment of industry veteran, Marshall Saffer, as Vice President and Head of Americas Sales, to support Hazeltree’s expansion plans post the acquisition of ENSO Financial Analytics. Mr. Saffer comes to Hazeltree with over 25 years of experience in the alternative software industry across a variety of functions, from sales and business development to professional services.
FINRA Launches New Data On Treasury Securities Trading Volume - Treasury Aggregate Statistics To Provide More Transparency In Marketplace

Date 10/03/2020

FINRA today for the first time posted weekly, aggregate data on the trading volume of Treasury securities reported to TRACE®, FINRA’s Trade Reporting and Compliance Engine®.
Ontario Securities Commission Announces New Members Of The Investor Advisory Panel

Date 10/03/2020

The Ontario Securities Commission (OSC) today announced two new members of its independent Investor Advisory Panel (IAP).
CFTC Designates Small Exchange, Inc. As A Contract Market

Date 10/03/2020

The Commodity Futures Trading Commission today announced that it has issued an Order of Designation to Small Exchange, Inc., located in Chicago, Ill., granting it status as a designated contract market (DCM), effective today. Small Exchange is incorporated under Delaware state law.
IIROC: Guidance On COVID-19

Date 10/03/2020

The health and safety of all market participants is of paramount importance to IIROC. In response to the risks associated with COVID-19, investment firms are considering the effects of a potential global pandemic on their client service and regulatory obligations, with some taking pre-emptive measures.