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Hong Kong Securities And Futures Commission Suspends Wilson Cheung Kin For Nine Months Over Sponsor Failures
Date 23/09/2024
The Securities and Futures Commission (SFC) has suspended Mr Wilson Cheung Kin, a former responsible officer (RO) and director of Ever-Long Securities Company Limited (Ever-Long), for nine months from 17 September 2024 to 16 June 2025 for breaching the SFC’s Code of Conduct and Sponsor Guidelines.
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SGX RegCo To Start Incorporating IFRS Sustainability Disclosure Standards Into Climate Reporting Rules
Date 23/09/2024
Singapore Exchange Regulation (SGX RegCo) has enhanced its sustainability reporting regime and will start incorporating the latest international standards into its sustainability reporting regime following broad support from respondents to a public consultation.
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ASX Chief Risk Officer To Retire
Date 23/09/2024
Following a 35 year career in financial services, most recently as ASX’s Chief Risk Officer, Hamish Treleaven has announced his intention to retire.
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SGX Group Appoints Daniel Koh As CFO With Effect From 1 December
Date 23/09/2024
Singapore Exchange (SGX Group) today announced the appointment of Mr Daniel Koh as Chief Financial Officer (CFO) Designate with effect from 1 October 2024. Mr Daniel Koh will succeed Mr Ng Yao Loong as CFO from 1 December 2024, as Mr Ng transitions to the position of Head of Equities.
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Tehran Securities Exchange Weekly Market Snapshot, Week Ended 18 September 2024
Date 22/09/2024
Click here to download Tehran Securities Exchange's weekly market snapshot.
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Statement On Jury’s Verdict In Trial Of Michael P. Owens, Dawson L. Davenport, Robert A. Gunton, Andrea J. Lindstrom, And Julie A. Yale: Gurbir S. Grewal, Director, SEC Division Of Enforcement
Date 21/09/2024
Today, after a 10-day trial and just over two hours of deliberation, a jury in the U.S. District Court for the Central District of California found Michael P. Owens, Dawson L. Davenport, Robert A. Gunton, Andrea J. Lindstrom, and Julie A. Yale liable for securities fraud. The jury also determined that Owens, Gunton, and Yale violated the securities registration provisions of the federal securities laws, and that Owens violated the broker-dealer registration provisions of the federal securities laws.
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US Financial Stability Oversight Council Meeting
Date 20/09/2024
On Friday, September 20, 2024, Secretary of the Treasury Janet L. Yellen presided over a meeting of the Financial Stability Oversight Council (Council) by videoconference.
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Canadian Investment Regulatory Organization Elects New Board Member Rhonda Goldberg And Re-elects Janet Woodruff
Date 20/09/2024
The Canadian Investment Regulatory Organization (CIRO) is pleased to announce changes to its Board of Directors. Rhonda Goldberg has been elected for a two-year term as an industry director. Janet Woodruff has also been re-elected for a one-year term as an independent director.
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Readout: US Financial Stability Oversight Council Meeting On September 20, 2024
Date 20/09/2024
Today, U.S. Secretary of the Treasury Janet L. Yellen convened a meeting of the Financial Stability Oversight Council (Council) in executive session by videoconference.
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US Financial Stability Oversight Council Budget
Date 20/09/2024
Pursuant to the FSOC’s bylaws, the FSOC’s budget shall be proposed by the Chairperson and shall be adopted as the annual budget of the FSOC upon an affirmative vote of the majority of the voting members then serving.
