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Time To Get On With Business, Speech By ASIC Commissioner Kate O’Rourke At The 2025 Small Business Association Of Australia (SBAA) International Small Business Summit On 5 December 2025.
Date 05/12/2025
Key points
- ASIC recognises that small businesses are often time-poor and resource-stretched – and ASIC is working to ease some of the pressure through our regulatory simplification program.
- This includes by making our guidance and information clearer, simpler and easier to access and improving our registry services for the millions of small businesses who rely on them.
- While climate reporting obligations apply mainly to larger entities, over time they will have some impact on some small businesses and ASIC is working to help businesses prepare.
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ASIC Releases November 2025 Financial Adviser Exam Results
Date 05/12/2025
ASIC today released the exam results from the 31st Financial Advisers Exam cycle, held in November 2025.
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ASIC Issues DDO Stop Order Against FXCM For TMD Deficiencies
Date 05/12/2025
ASIC has made an interim stop order preventing Stratos Trading Pty Limited (trading as FXCM) from issuing contracts for difference (CFDs) to retail clients because of deficiencies in its target market determination (TMD).
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PNGX Group To Acquire PNG Registries From MUFG Pension & Market Services
Date 04/12/2025
PNGX Group and MUFG Pension & Market Services today announced that they have reached agreement for PNGX Group to acquire PNG Registries from MUFG Corporate Markets, a division of MUFG Pension & Market Services. The transaction is subject to clearance by ICCC.
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Federal Reserve Board Announces Pricing, Effective January 1, 2026, For Payment Services The Federal Reserve Banks Provide To Banks And Credit Unions
Date 04/12/2025
The Federal Reserve Board on Thursday announced pricing, effective January 1, 2026, for payment services the Federal Reserve Banks provide to banks and credit unions, such as the clearing of checks, automated clearing house (ACH) transactions, instant payments, and wholesale payment and settlement services.
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Federal Reserve Board Requests Public Input On The Impact Of Potential Strategic Changes To Check Services Provided By The Fed, As Well As Check Usage And Preferences
Date 04/12/2025
The Federal Reserve Board on Thursday requested public input on the impact of potential strategic changes to check services provided by the Fed, as well as check usage and preferences.
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US Financial Stability Oversight Council Meeting
Date 04/12/2025
On Thursday, December 11, Secretary of the Treasury Scott K. H. Bessent will preside over a meeting of the Financial Stability Oversight Council (Council) at the Treasury Department. The meeting will consist of an executive session and an open session. The preliminary agenda for the executive session includes an update on the Council’s workstreams, as well as an update on the Council’s interpretive guidance on nonbank financial company determinations and the Council’s analytic framework for financial stability risk identification, assessment, and response.* The preliminary agenda for the open session includes a presentation and vote on the Council’s 2025 annual report, and an update on banking supervision and regulatory reforms.
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Remarks At The Meeting Of The Investor Advisory Committee, SEC Commissioner Caroline A. Crenshaw, Washington D.C., Dec. 4, 2025
Date 04/12/2025
Good morning. Welcome to the members of the Committee as well as the panelists. This is the final Investor Advisory Committee meeting of my tenure as an SEC Commissioner, so today’s meeting is bittersweet for me.
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You Cannot Regulate What You Cannot Define + The Clone Wars, By Kelvin To, Founder And President Of Data Boiler Technologies
Date 04/12/2025
One cannot jump to the “How” when the “What” has NOT been properly defined. Despite the EU being the first to come up with their Artificial Intelligence (AI) Act and Canada being at the forefront of digital assets laws, there is NO first mover advantage in rule making. It is better late than never if we can get it right when framing the regulatory solutions to the problems in the AI and Crypto spaces. This 3-part sequel aims to decipher the noumenon of and define what AI, DeFi, tokenization and cryptocurrencies truly are.
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SEC: Compliance Outreach On Regulation S-P
Date 04/12/2025
The Securities and Exchange Commission will hold the second of three virtual compliance outreach events regarding the 2024 adoption of amendments to Regulation S-P. The Regulation S-P compliance outreach events will be tailored for each registrant type and scheduled according to their corresponding compliance deadline published in the Regulation S-P rule amendments. This second event will focus on transfer agents. Staff from the Division of Examinations and the Division of Trading and Markets will cover the new Regulation S-P compliance obligations, discuss what to expect when interacting with an exam team during an examination, and answer any remaining compliance questions.