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News Centre
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Hong Kong Securities And Futures Commission Obtains Disqualification Order Against Former Chief Financial Officer Of Fujian Nuoqi Co., Ltd.
Date 18/10/2024
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Mr Au Yeung Ho Yin, the former chief financial officer (CFO) and executive director of Fujian Nuoqi Co., Ltd. (Nuoqi) for his failure to discharge his duties as a member of the senior management of Nuoqi.
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Treasury International Capital Data For August
Date 17/10/2024
The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for August 2024. The next release, which will report on data for September 2024, is scheduled for November 18, 2024.
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Growth: Mission Possible - Speech By Nikhil Rathi, UK Financial Conduct Authority Chief Executive, Delivered At The City Dinner, Mansion House
Date 17/10/2024
Highlights
- Growth is urgent but it has always been part of the FCA’s story.
- We are seeking answers about what more we can do to support capital formation, productivity gains and financial services exports.
- The secondary growth objective is liberating and we are having a much needed, more candid conversation about our collective risk appetite.
- We need to collaborate to deliver growth.
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Remarks By US Secretary Of The Treasury Janet L. Yellen At The Council On Foreign Relations
Date 17/10/2024
Thank you. Before our discussion, I’d like to speak to the Biden-Harris Administration’s international economic policy, which we’ll continue to move forward next week at the IMF and World Bank Annual Meetings. Our international economic policy has many objectives, including addressing critical challenges facing the entire globe. But I’d like to especially focus today on how it complements our domestic economic agenda to benefit American businesses and families.
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Competing For Growth − Speech By Sam Woods, Bank Of England, Deputy Governor For Prudential Regulation And Chief Executive Officer Of The Prudential Regulation Authority, Given At The Annual City Banquet, Mansion House
Date 17/10/2024
In his speech ‘competing for growth’, Sam Woods explains how the PRA is supporting the UK’s economic growth and international competitiveness, while maintaining financial stability.
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CFTC Chairman Behnam To Participate In A Fireside Chat At SIFMA’s Annual Meeting In NYC
Date 17/10/2024
WHAT:
Chairman Rostin Behnam will participate in a fireside chat at SIFMA’s Annual Meeting in NYC.
WHEN:
Monday, October 21, 2024
2:00 p.m. – 2:35 p.m. (EDT)WHERE:
Intercontinental New York Barclay Hotel
111 East 48th Street
New York, NY 10017
Additional information: SIFMA 2024 Annual Meeting -
U.S. Department Of Justice: Alabama Man Arrested For Role In Securities And Exchange Commission X Account Hack
Date 17/10/2024
An Alabama man was arrested by the FBI this morning in Athens, Alabama, on charges related to the January hack of the Securities and Exchange Commission (SEC)’s social media account on X, formerly known as Twitter.
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EDHEC Infra & Private Assets Research Institute Strongly Supportive Of ILPA’s Initiative To Enhance Transparency In Private Markets
Date 17/10/2024
In an open letter in response to the Institutional Limited Partners Association (ILPA) consultation on its reporting and performance templates, the EDHEC Infra & Private Assets Research Institute (EIPA) has expressed strong support for the ILPA’s initiative to enhance transparency by improving performance and reporting disclosures in private markets.
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US Office Of The Comptroller Of The Currency Announces Enforcement Actions For October 2024
Date 17/10/2024
The Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against national banks and federal savings associations (banks), and individuals currently and formerly affiliated with banks the OCC supervises.
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ISDA - The Swap, Episode 45: Understanding NBFI Risks
Date 17/10/2024
As regulators look to tackle perceived risks posed by non-bank financial intermediation, Bruce Tuckman from the Stern School of Business gives his views on what’s driving these concerns and how they might be resolved.