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News Centre
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Statement On Technology-Assisted Data Analysis In Auditing, SEC Chair Gary Gensler, Washington D.C., Aug. 20, 2024
Date 20/08/2024
Today, the Securities and Exchange Commission is considering whether to approve final amendments regarding the use of technology-assisted data analysis in audit procedures. I’m pleased to approve these amendments because they would provide auditors with modernized guidance regarding use of these tools.
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Statement On Contributory Liability In Auditing, SEC Chair Gary Gensler, Washington D.C., Aug. 20, 2024
Date 20/08/2024
Today, the Securities and Exchange Commission is considering whether to approve an amendment to the Public Company Accounting Oversight Board’s (PCAOB) ethics rule related to the liability of individuals who directly and substantially contribute to a registered public accounting firm’s violations. I am pleased to support this rule amendment because it would strengthen accountability for individual auditors who fail to uphold their responsibilities to the investing public.
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CFTC Orders Unregistered Pool Operator And Its Managing Member To Pay More Than $520,000 For Fraud Violations
Date 20/08/2024
The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against Get Money Tradez LLC (GMT), and its managing member, Jeffrey Carmon, Jr. a/k/a Jeffery Carmon, Jr. (Carmon), both based in the Houston, Texas area. The order finds the respondents violated anti-fraud and registration provisions of the Commodity Exchange Act (CEA) by fraudulently soliciting 19 pool participants to participate in two forex trading pools the respondents controlled and operated.
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ETFGI Reports There Were 27 New Product Launches And 9 Product Closures In The Global ETFs Industry During The Week Of August 12th
Date 20/08/2024
ETFGI, a prominent independent research and consultancy firm specializing in providing subscription research on trends in the global ETFs industry, reported today that there were 27 new product launches and 9 product closures during the week of August 12th, resulting in a net increase of 18 new products.
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Tel Aviv Stock Exchange: An Innovative Market-Making Reform Kicked Off, Focusing On Shares Included In The TA-90 Index
Date 20/08/2024
TASE Continues to Develop the Capital Market in Alignment with International Standards - An innovative market-making reform kicked off, focusing on shares included in the TA-90 index. TASE will manage the market making program, to which it will dedicate NIS 6 million; the market-making parameters will be determined competitively
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NGX RegCo Applauds Financial Reporting Council Of Nigeria For Spearheading Sustainability Reporting In Africa
Date 20/08/2024
The Chief Executive Officer of NGX Regulation Limited (“NGX RegCo”), Mr. Olufemi Shobanjo, has commended the Financial Reporting Council of Nigeria (FRCN) for its pioneering role in advancing sustainability reporting standards across the African continent.
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Emirates NBD And DIFC Launchpad Announce ‘National Digital Talent Incubator’ Program To Build Next Generation Of UAE Global Founders
Date 20/08/2024
Under the directives of His Highness Sheikh Hamdan bin Mohammed bin Rashid Al Maktoum, Crown Prince of Dubai, Deputy Prime Minister and Minister of Defence of the UAE, Chairman of The Executive Council of Dubai, and Chairman of the Higher Committee for Future Technology and Digital Economy, the inaugural Dubai AI & Web3 Festival will take place from 11-12 September at Madinat Jumeirah.
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ETFGI Reports That The Global ETFs Industry Has Shattered Previous Records With A Record 1,063 New Products Listed In The First 7 Months Of The Year
Date 20/08/2024
ETFGI, a prominent independent research and consultancy firm specializing in providing subscription research on trends in the global ETFs industry, reports that the global ETFs industry has shattered previous records with a record 1,063 new products listed in the first 7 months of the year. The 1,063 new product listings surpass the previous record of 988 new product listings in the first 7 months of 2021.
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The Dubai Financial Services Authority Fines Former Private Banker USD 980,020 For Misleading And Deceptive Conduct
Date 20/08/2024
The Dubai Financial Services Authority (DFSA) has imposed a fine of USD 980,020 (AED 3,599,613), after settlement discount, on Mr Peter Georgiou, for misleading and deceptive conduct and for being knowingly involved in breaches of DFSA rules by his former employer Mirabaud (Middle East) Limited (MMEL). Mr Georgiou was employed by MMEL as a private banker.
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FESE European Exchange Report 2023
Date 20/08/2024
The European Exchange Report is a unique source that consolidates trading and financial data from European exchanges, providing essential insights for those seeking a clearer understanding of Europe’s varied securities trading landscape.