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  • SFE Corporation Fees & Charges 2004

    Date 31/10/2003

    SFE Corporation today announced some changes to its fees and charges to apply from 1 January 2004 in respect of Sydney Futures Exchange and SFE Austraclear.

  • SEC: Fee Rate Advisory #4 For Fiscal Year 2004

    Date 31/10/2003

    The continuing resolution funding the Securities and Exchange Commission for fiscal 2004 since Oct. 1, 2003, has been extended through Nov. 7, 2003. Therefore, fees paid under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g) and 31 of the Securities Exchange Act of 1934 will remain at their current rates. Five days after enactment of the Commission's regular fiscal year 2004 appropriation, the Section 6(b) fee rate applicable to the registration of securities, the Section 13

  • SEC Announces IOSCO Unveiling Of Multilateral Agreement On Enforcement Cooperation

    Date 31/10/2003

    The Securities and Exchange Commission today announced the public unveiling by the International Organization of Securities Commissions of its Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information. The MOU is the first global multilateral information-sharing arrangement among securities regulators and sets a new international benchmark for cooperation critical to combating violations of securities and derivatives laws. The MOU provides f

  • Review Of The Number Of Foreign Shares In The KAX, Sector And Industry Indices Of The Copenhagen Stock Exchange

    Date 31/10/2003

    As of 1 November 2003, foreign companies included in the Copenhagen Stock Exchange's all-share, sector and industry indices will receive new weighting.

  • NASDAQ Announces Management Changes In Transactions

    Date 31/10/2003

    The Nasdaq Stock Market, Inc. ("NASDAQ"; OTCBB: NDAQ), today announced management changes in its Transactions Services unit. Glen Wolyner, executive vice president, will be leaving the firm to pursue other business opportunities. Chris Concannon, executive vice president, head of strategy, has been appointed head of NASDAQ Transactions Services. Adena Friedman, executive vice president, NASDAQ Data Services, will assume additional responsibility as head of corporate strategy.