Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • SEC Charges Dallas Investment Complex And Three Of Its Officers With Defrauding Hundreds Of Mutual Funds In Market Timing And Late Trading Scheme

    Date 04/12/2003

    The Securities and Exchange Commission today announced civil fraud charges against Mutuals.com, Inc., of Dallas, Tex., its CEO, its president, and its compliance officer, as well as two affiliated broker-dealer firms. According to the charges, the defendants deceived hundreds of mutual fund companies and their shareholders by improperly helping institutional brokerage customers and advisory clients carry out thousands of market timing trades and illegal late trades in shares of those mutual fund

  • Program Trading Averaged 42.7 Percent Of NYSE Volume During Nov. 24-28

    Date 04/12/2003

    The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Nov. 24-28.

  • NZX Announces New Market Participant Structure

    Date 04/12/2003

    New Zealand Exchange Limited (NZX) wishes to announce that it has redefined the framework for regulating and monitoring the conduct of NZX market participants. Accordingly, NZX is releasing today a new market participant structure and draft NZX Participant Rules for public review and submission. The NZX Participant Rules will replace the NZX Business Rules, NZX Regulations and Code of Practice. The rules that apply to market participants have been renamed the "NZX Participant Rules", to better r

  • Nymex: Position Limit Rules Amended For Aluminum And Copper Futures; Reporting Levels Changed For Gold, Silver, And Copper Options

    Date 04/12/2003

    The New York Mercantile Exchange, Inc., has increased the position limit on spot month aluminum contracts, increased the minimum size of the spot month position limit in copper futures, and adjusted the large trader reporting levels for the gold, silver, and copper options contracts to reflect the same levels as the related futures contracts.

  • Nymex: Exchange To List Additional Gasoline Months

    Date 04/12/2003

    The board of directors of the New York Mercantile Exchange, Inc., yesterday approved listing the November and December 2004 unleaded gasoline futures contracts as of the December 8 trading session, which begins at 7 PM on December 7 on NYMEX ACCESS®.