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SEC, NASAA Announce IARD System Fee Waiver

Date 07/10/2005

The U.S. Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA) today announced a one-year waiver of certain system fees paid by investment advisers and all investment adviser representatives for registration in the Investment Adviser Registration Depository (IARD) program. Separately, NASAA also announced that it is reducing by 30 percent system fees paid by state-regulated investment advisers on an on-going basis.
Regulators To Share Information On International Financial Reporting Standards

Date 07/10/2005

Click here to dowload the IOSCO press release.
Philippe Seyll Becomes Head Of Investment Fund Services At Clearstream

Date 07/10/2005

Philippe Seyll, 42, becomes Head of investment fund services at Clearstream, the international central securities depository within the Deutsche Börse Group, based in Luxembourg.
NYSE Seat Sells For $2,800,000

Date 07/10/2005

A regular seat sold on the New York Stock Exchange today for $2,800,000, unchanged from the previous regular seat sale on Sept. 29, 2005.
NYBOT To Carry 2005 Citrus Crop Forecast Live Over Its Website October 12

Date 07/10/2005

The annual Citrus Crop Forecast from the U.S. Department of Agriculture’s National Agriculture Statistics Service (USDA/NASS) will be webcast “live” over the New York Board of Trade® (NYBOT®) website at 8:30 a.m. (EDT), Wednesday October 12, 2005. The crop forecast event, which is produced by the Southeast AgNet Radio Network, is the latest in the Exchange’s Live on the Web program.

New Auditor White Paper Jeopardizes Investors Say Both The Securities Industry Association And Bond Market Association - Proposal Would Undermine 70 Years Of Investor Protection

Date 07/10/2005

The Securities Industry Association and the Bond Market Association today issued a letter strongly opposing proposals contained in a draft white paper authored by the American Institute of Certified Public Accountants that would effectively end auditor participation in the so-called “due diligence” process, thus seriously jeopardizing investor protection. The draft paper would so severely limit the types of questions auditors would be able to answer regarding the financial reporting, accounting
Malawi Stock Exchange Weekly Report

Date 07/10/2005

Click here to download Malawi Stock Exchange's weekly report.
Linda Hohol, President Of TSX Venture Exchange Remarks At BOLCEN

Date 07/10/2005

Linda Hohol, President of TSX Venture Exchange today is a guest speaker at the 13th BOLCEN Seminar in Costa Rica.
JPMorgan Cazenove New Member On Oslo Børs

Date 07/10/2005

The British investment bank JPMorgan Cazenove will start direct trading in shares on Oslo Børs Thursday 13 October 2005. After this, 21 out of a total of 44 members now have remote membership at Oslo Børs.
HKEx Main Board And GEM Listed Issuer Corporate Documents 2004 On Compact Disk

Date 07/10/2005

Hong Kong Exchanges and Clearing Limited (HKEx) has released for sale three sets of compact disks (CDs) on corporate documents published by issuers which have listed securities on the Main Board and Growth Enterprise Market (GEM).