FTSE Mondo Visione Exchanges Index:
News Centre
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Date 21/05/2004
American Stock Exchange Receives SEC Approval For ANTE - Amex's New Electronic Options Trading Platform Will Launch May 25th
The American Stock Exchange (Amex) announced today that it has received approval from the Securities and Exchange Commission (SEC) for the Amex New Trading Environment (ANTE), a new electronic options trading platform, which will launch on Tuesday, May 25th.
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Date 20/05/2004
UK’s HM Treasury, Financial Services Authority And Bank Of England: Reforming Europe In The Global Economy
HM Treasury, the Financial Services Authority and the Bank of England yesterday published two documents on the future of financial services in Europe.
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Date 20/05/2004
UK’s Financial Services Authority Fines Carr Sheppards Crosthwaite £500,000 For Compliance Failings
The Financial Services Authority (FSA) today fined Carr Sheppards Crosthwaite (CSC) Limited £500,000 for serious failings in its compliance function, leading to breaches of the FSA Principles and Rules. The failings arose because CSC failed to keep fully up to date with regulatory developments after the creation of the FSA. Most of the failings were identified by the FSA during the course of visits in July and August 2003.
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Date 20/05/2004
TSX Group CEO Barbara Stymiest Remarks to Vancouver Financial Executives International Event
Thank you, Tom (Webster, FEI Vancouver President), and good afternoon everyone.
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Date 20/05/2004
SEC: Strong Capital Management And Founder Richard Strong Agree To Pay $140 Million To Settle Fraud Charges Concerning Undisclosed Mutual Fund Trading - Richard Strong And Two Executives Permanently Barred From Mutual Fund Industry
The Securities and Exchange Commission announced today a settled enforcement action against Strong Capital Management, Inc. (SCM), its founder and majority owner, Richard S. Strong, two affiliated entities and two other SCM executives, for allowing and, in the case of Strong, engaging in undisclosed frequent trading in Strong mutual funds in violation of their fiduciary duties to the Strong funds and their investors. The settled order requires the payment of more that $140 million in monetary re
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Date 20/05/2004
S&P Emerging Markets Database Index Announcement
South Africa- Comparex Holdings Ltd. Spin-Off
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Date 20/05/2004
S&P Emerging Markets Database Index Announcement
Slovakia: Removal of Slovakofarma – Bearer from Index Coverage (Eff. 05/21/2004)
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Date 20/05/2004
Program Trading Averaged 50.5 Percent Of NYSE Volume During May 10-14
The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for May 10-14.
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Date 20/05/2004
Nymex To Increase Margins For Natural Gas Futures, Swap Futures, And e-miNY(sm) Futures Contracts
The New York Stock Exchange today reported short interest as of the close of business on the settlement date of May 14, 2004 reflecting transactions through May 11.
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Date 20/05/2004
New York, Wisconsin Settle "Market Timing" Allegations With Strong Capital Management And Its Founder
New York Attorney General Eliot Spitzer and Wisconsin Attorney General Peg Lautenschlager today announced a $175 million settlement with a leading mutual fund company, its founder and other employees and entities to resolve allegations of unlawful trading of mutual funds.
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