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Shanghai Stock Exchange And Shenzhen Stock Exchange Sets Rules For Shareholding Change Of Senior Management Of Listed Companies

Date 11/05/2007

To reinforce the supervision over the shares and the shareholding change of the directors, supervisors and senior management of listed companies, the Shanghai Stock Exchange (SSE) and the Shenzhen Stock Exchange (SZSE) issued the "SSE Business Guidelines for Shares Management of Directors, Supervisors and Senior Management of Listed Companies" and the "SZSE Business Guidelines for Management of Shares and Shareholding Change of Directors, Supervisors and Senior Management of Listed Companies"
NASD 2006 Year In Review And Annual Financial Report

Date 10/05/2007

Click here to download NASD's 2006 Year in Review and Annual Financial Report.
American Stock Exchange Named “Exchange Of The Year” By Structured Products Magazine - Amex Also Wins Two Awards For Leadership In The ETF Industry

Date 10/05/2007

The American Stock Exchange® (Amex®) today announced that it has been named “Exchange of the Year, Americas” by Structured Products Magazine for excellence in innovative product design and maintaining its position as the premier listing venue for structured product issuers.
NYMEX Holdings Announces Results Of Annual Meeting

Date 10/05/2007

NYMEX Holdings, Inc. (NYSE:NMX), the parent company of the New York Mercantile Exchange, Inc., the world's largest physical commodity exchange, announced at its annual meeting today that its shareholders re-elected Richard Schaeffer as Chairman and Robert Halper as Vice Chairman.
CBOE Futures Exchange (CFE) Experiences The Busiest Day In Its History - Futures On CBOE Volatility Index Sets New High In Single-Day Volume

Date 10/05/2007

The CBOE Futures Exchange, LLC (CFE) announced that the Exchange set a new single-day trading record on Thursday, May 10 as volume totaled 12,351 contracts traded. Today's new record, the busiest day in CFE's three-year history, exceeded the previous high of 10,846 contracts traded on October 10, 2006.

SIFMA Applauds White House Statement On The Importance Of Foreign Investment

Date 10/05/2007

The Securities Industry and Financial Markets Association (SIFMA) applauded the White House statement on open investment policies and free trade released today.
CFTC And The NASAA Join Forces To Warn Public Of Foreign Currency (Forex) Trading Frauds - Regulators Join Forces To Warn Public Of Foreign Currency Trading Frauds

Date 10/05/2007

The Commodity Futures Trading Commission (CFTC) and the North American Securities Administrators Association (NASAA) today issued a joint investor alert to warn of the dangers facing retail investors who are lured into foreign currency (forex) trading frauds.
SEC Charges Two Securities Professionals With Insider Trading

Date 10/05/2007

The Securities and Exchange Commission today charged Jennifer Xujia Wang, an employee of Morgan Stanley & Co., Inc., and her husband, Ruben Chen a.k.a. Ruopian Chen, a former employee of ING Investment Management Services, LLC, with insider trading.
NYMEX, OilAnalytics to Provide Market Data and Analysis for Energy Markets

Date 10/05/2007

The New York Mercantile Exchange, Inc. and energy consultancy OilAnalytics today announced the launch of NYMEX Direct Analytics, a service that will enable energy professionals to access key supply and demand data that drives global energy pricing through the NYMEX website, www.nymex.com.
NYSE Arca Options Adds Four New Market Makers - 29 Market Making Firms Increasing Volume, Market Quality And Liquidity

Date 10/05/2007

NYSE Euronext (NYSE Euronext: NYX) subsidiary, NYSE Arca Options today announced that it is adding four new Market Makers (MMs) to its options trading platform for a total of 29 market making firms. Since the launch of NYSE Arca Options last year, 10 new market making firms have been added to the platform.