FTSE Mondo Visione Exchanges Index:
News Centre
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Date 15/11/2005
Tokyo Stock Exchange Requests Matsui Securities Co., Ltd. To Submit A Business Improvement Report
TSE requested Matsui Securities Co., Ltd. (Matsui Securities) to submit a business improvement report regarding clarification of locus of responsibility, enforcement of its internal control system including check of advertisements, and assurance of strict compliance by the directors and staff.
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Date 15/11/2005
STOXX, Ltd. Changes The Composition Of The European Benchmark Indexes - Fourth Regular Quarterly Review To Be Effective On December 19, 2005
STOXX, Ltd. today announced changes in the composition of the Dow Jones STOXX Global 1800 Index, the Dow Jones STOXX Total Market Index, the Dow Jones STOXX 600 Index and its sector indexes, the Dow Jones EU Enlarged Total Market Index and the Dow Jones STOXX Football Index.
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Date 15/11/2005
Standard & Poor’s Announces Changes In The S&P/TSX Venture Composite Index
Standard & Poor’s will make the following changes in the S&P/TSX Venture Composite Index after the close of trading on Tuesday, November 15, 2005: Following a shareholder resolution, Versatile Mobile Systems (Canada) Inc. (TSXVN:VMS) will change its name to Versatile Systems Inc. The company will trade under the new ticker symbol “VV” and the new CUSIP number 92531V 10 6. There is no consolidation of capital.
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Date 15/11/2005
Speech By Charlotte Crosswell, Head of NASDAQ International: Hindustan Times Summit, New Dehli, Tuesday November 15th, 2005 - Entering The Fortune 500: How Do Indian Companies Go Global
Charlotte Crosswell delivered a keynote speech today at the Hindustan Times Leadership Summit entitled "Entering the Fortune 500 - How do Indian Companies Go Global?" Crosswell was joined by M. Damodaran, Chairman of the Securities and Exchange Board of India (SEBI).
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Date 15/11/2005
Special Membership Bulletin From Marshall N. Carter Chairman Of The NYSE Board Of Directors
On November 14, 2005, the New York Stock Exchange, Inc. issued the following bulletin to its members:
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Date 15/11/2005
SGX Signs MOU With Zhejiang Provincial Government
Singapore Exchange Limited (SGX) today announced that it will be signing a Memorandum of Understanding (MOU) with the Zhejiang Financial Affairs Office (FAO) of the Zhejiang Provincial Government in China.
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Date 15/11/2005
Securities Industry Association, The Bond Market Association Argue That Same Securities Class Action Standards Should Apply To Holders, Purchasers And Sellers Amicus Brief Filed With Supreme Court in Case of Merrill Lynch v. Dabit
The Securities Industry Association (SIA) and The Bond Market Association (TBMA) yesterday filed an amici curiae brief in support of Merrill Lynch’s appeal of the Second Circuit Court’s decision in Merrill Lynch, Pierce, Fenner & Smith, Inc. vs. Dabit. The case involves the applicability of the Securities Litigation Uniform Standards Act (“SLUSA”) to a suit brought under state law by a holder of a security who claims to have “refrained from selling” the security based upon alleged misrepresent
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Date 15/11/2005
Securities Industry Association Calls For Commercially Meaningful Financial Services Commitments In Doha Round - Knocking Down Capital Market Trade Barriers Is A “Win-Win” Situation
SIA) today testified before the House Financial Services Subcommittee on Domestic and International Monetary Policy, Trade and Technology. At the hearing, SIA President Marc Lackritz spoke of the urgent need for a commercially meaningful Doha Round financial services agreement.
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Date 15/11/2005
Over 70 Latin American Companies Will Attend The 7th Latibex Forum
Manuel Conthe, Spanish market regulator CNMV’s Chairman, will speak on the first day.
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Date 15/11/2005
NYSE Regulation Fines Charles Schwab & Co. $1,000,000 For Failing To Supervise And Protect Customer Assets
New York Stock Exchange Regulation announced today that it has censured and fined Charles Schwab & Co., Inc. of San Francisco (“Schwab”), a former member firm, $1,000,000 for supervisory and control violations concerning accounts of customers maintained at the Firm that were managed by non-employee investment advisors, and for failure to protect customer assets.
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