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Date 28/08/2006
Prudential To Pay $600 Million In Global Settlement Of Fraud Charges In Connection With Deceptive Market Timing Of Mutual Funds Commission Also Charges Four Individuals With Fraud - Commission Also Charges Four Individuals With Fraud
The Securities and Exchange Commission today announced settled enforcement proceedings against Prudential Equity Group, LLC (PEG), formerly known as Prudential Securities Inc. (PSI), alleging that former PSI registered representatives defrauded mutual funds by concealing their identities, and those of their customers, to evade mutual funds' prospectus limitations on market timing. PEG has been ordered to pay a total of $600 million pursuant to a global civil and criminal settlement with the U
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Date 28/08/2006
Prudential Securities, Inc. Ordered To Pay Regulators $600 Million To Resolve Fraud, Other Charges Relating To Improper Market Timing - NASD Investigation Uncovers More Than $116 Billion In Mutual Fund Transactions Conducted Through 1,600 Customer Account
NASD, federal and state securities regulators and the Department of Justice today announced parallel settlements and a total of $600 million in monetary sanctions against Prudential Securities, Inc. (PSI) - now known as Prudential Equity Group - for misconduct relating to improper market timing. NASD's settlement with PSI resolves charges of fraudulent activities and supervisory deficiencies relating to mutual fund market timing and for recordkeeping violations.
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Date 28/08/2006
Office Of New York State Attorney General Eliot Spitzer: Prudential Settles Market Timing Investigations - Company Agrees To Pay $600 Million In Restitution And Fines To End Probes By Justice Department And State And Federal Regulators
Attorney General Eliot Spitzer today announced an agreement to resolve an investigation of market timing by a leading financial services firm.
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Date 28/08/2006
NYSE Regulation Announces $270 Million Action Against Prudential For Facilitating Illegal Mutual Fund Trading Practices - Action Is Component Of $600 Million Global Settlement In Connection With Deceptive Market Timing Of Mutual Funds
NYSE Regulation, Inc. announced today that, as the result of parallel regulatory action with the U.S. Securities and Exchange Commission (“SEC”), the United States Attorney's Office for the District of Massachusetts, the Massachusetts Securities Division, NASD, the New Jersey Bureau of Securities, and the New York Attorney General’s Office, it has censured and ordered Prudential Equity Group, LLC (formerly known as Prudential Securities, Inc.) of New York, New York (“
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Date 28/08/2006
NYBOT To Offer Sugar Seminar In Brazil This October
The New York Board of Trade® (NYBOT®), the world’s leading “soft” commodity exchange, is hosting a seminar entitled “Sugar Options Strategy and Volatility Outlook” this October 3 and 4 in Sao Paulo, Brazil. The event is aimed at creating an effective options hedging strategy by formulating a market price scenario which takes volatility into consideration.
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Date 28/08/2006
JSE Equities Market Weekly Statistics For The Week Ended 25 August 2006
Attached is the weekly report of certain trading statistics. It must be noted that the statistics relevant to foreign transactions only represent transactions executed through the JSE Equities Market.
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Date 28/08/2006
GL TRADE Announces The Acquisition Of Nyfix Overseas
GL TRADE, global provider of Front to Back office solutions for international financial institutions, announces the acquisition of Nyfix Overseas, a subsidiary of the US group Nyfix Inc.
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Date 28/08/2006
Dubai Gold And Commodities Exchange Xchange Newswire - August 28, 2006
Click here to download the Dubai Gold and Commodities Exchange Xchange Newswire for August 28, 2006.
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Date 28/08/2006
CME Names Market Makers For CME Renminbi Futures Products
CME, the world's largest and most diverse financial exchange and the largest regulated marketplace for foreign exchange (FX) trading, today announced the selection of HSBC and Standard Chartered Bank, as the first market makers for the new CME Chinese Renminbi futures contracts. As market makers, the two banks will provide transparent and competitive markets for these contracts.
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Date 28/08/2006
CME Announces Labor Day Holiday Hours
CHICAGO, August 28, 2006 – CME has announced the following trading schedule in conjunction with the Labor Day holiday (all times are Central time):
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