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Component Changes Made To Dow Jones Emerging Markets Sector Titans Indexes - Changes Are The Result Of The Regular Annual Review

Date 11/06/2009

Dow Jones Indexes, a leading global index provider, today announced the results of the regular annual review of the Dow Jones Emerging Markets Sector Titans Indexes. Changes being announced today will be effective after the close of trading on Friday, June 19, 2009.
Shenzhen Stock Exchange: The Measures For The Implementation Of Appropriate Administration Of Investors Of The New Market Is Successfully Discussed

Date 11/06/2009

The meeting for discussion of the Measures for the Implementation of Appropriate Administration of Investors of the New Market of Shenzhen Stock Exchange(Draft for Soliciting opinions)(“the Measures”) was held in Shenzhen yesterday, representatives from supervisory authorities, securities companies and common investors provided their opinions and suggestions at the meeting.
SMARTS Group Launches World's First Cross-market Derivatives Compliance Monitoring Product

Date 10/06/2009

Australian based SMARTS Group, the global leader in market surveillance technology, today launched SMARTS.broker for Derivatives at the International Derivatives Expo (IDX) conference in London. Formerly known as Compliance Explorer, the rebranded SMARTS.broker offers a new module specifically designed to tackle the complex task of monitoring global derivatives markets.
SIFMA Releases Industry-Wide Guidelines For Compensation

Date 10/06/2009

The Securities Industry and Financial Markets Association (SIFMA) today released a set of Guidelines for Compensation, providing recommendations on how financial services firms can better tie compensation to long-term performance and appropriate risk management.
SEC: Chairman Schapiro Statement On Executive Compensation

Date 10/06/2009

Securities and Exchange Commission Mary Schapiro today made the following statement regarding executive compensation:

Natural Gas Exchange Opens Four New U.S. Natural Gas Hub Locations

Date 10/06/2009

TMX Group Inc. today announced that Natural Gas Exchange (NGX), a wholly-owned subsidiary of TMX Group that trades and clears natural gas, crude oil and electricity contracts, has opened four new natural gas clearing points in the United States. The new hubs include Socal CityGate, NNG Ventura, ANR SE pool and Tennessee 800L.
Best Union Co And Rosss To Enter FTSE Italia All-Share At First Ever Quarterly Index Review

Date 10/06/2009

Newly appointed index provider for Borsa Italiana, FTSE Group (“FTSE”) confirms event management specialist Best Union Co and Shelving and Storage company, Rosss will enter the FTSE Italia All-Share as a result of today’s quarterly review of the FTSE Italia Index Series. In the rebalance, IW Bank and Premuda will leave the index and enter the FTSE Italia Micro-Cap Index. No changes to the FTSE MIB were made.
Wolsely, 3i Group And The London Stock Exchange Group To Join FTSE 100

Date 10/06/2009

FTSE Group (“FTSE”) confirms today that heating and plumbing distributor Wolseley, global private equity firm 3i Group and the London Stock Exchange Group will be joining the FTSE 100. In the rebalance, Drax Group, Whitbread and Amlin will all leave the UK’s leading blue chip benchmark.
SEC Charges New York-Based Investment Adviser For Stealing Client Funds

Date 10/06/2009

The Securities and Exchange Commission today charged an investment adviser who lives in Armonk, N.Y., for orchestrating a scheme in which he stole more than $6 million in investor funds for his own personal use, in some instances victimizing clients who were terminally ill or mentally impaired.
NYSE Regulation Monthly Disciplinary Actions For June

Date 10/06/2009

NYSE Regulation, Inc., today announced Monthly Disciplinary Actions for June 2009.