FTSE Mondo Visione Exchanges Index:
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Statement Of Stephen Jay Obie, CFTC Acting Director Of The Division Of Enforcement, United States House Of Representatives, Committee On Agriculture, Subcommittee On General Farm Commodities And Risk Management
Date 04/06/2009
Click here to download the statement of Stephen Jay Obie, Acting Director of the Division of Enforcement, before the United States House of Representatives, Committee on Agriculture, Subcommittee on General Farm Commodities and Risk Management.
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Statement Of Gary Gensler, CFTC Chairman, Senate Committee On Agriculture, Nutrition And Forestry
Date 04/06/2009
Click here to download the statement of Gary Gensler Chairman, before the Senate Committee on Agriculture, Nutrition and Forestry.
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OVB Holding And Tipp24 To Be Included In SDAX - Deutsche Börse Reviews Index Composition - Changes Are Effective On 22 June 2009
Date 04/06/2009
On Thursday, Deutsche Börse has decided on changes in its equity index SDAX® that will take effect on 22 June 2009.
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ICE Futures Canada: New Western Barley Futures Contract Effective Monday, June 22, 2009
Date 04/06/2009
Current Western Barley futures contract months from March 2010 onward to be delisted immediately. July09, October09, and December09 to remain listed. New contract to be listed under the same contract symbol (“AB”) for Trade Date Monday, June 22, 2009for contract months November09, January10, March10 and subsequent contract months.
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Standard & Poor's Announces Changes In The S&P/TSX Canadian Indices
Date 04/06/2009
Standard & Poor's Canadian Index Operations announces the following index changes: The unitholders of Ag Growth Income Fund (TSX:AFN.UN) have approved the conversion of the company to a corporate structure. The units will be exchanged on a 1-for-1 basis for Ag Growth International Inc. (TSX:AFN). Ag Growth International will be added to the S&P/TSX Equity SmallCap Index. The conversion is effective after the close of Friday, June 5, 2009. The name and ticker change, with no change in
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Program Trading Averaged 33.7 Percent Of NYSE Volume During May 26-29
Date 04/06/2009
The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for May 26-29.
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FINRA Fines Three Firms Over $1.25 Million For Failing To Detect, Investigate And Report Suspicious Transactions In Penny Stocks - J.P. Turner, Park Financial, Legent Clearing Ignored Indications Customers May Have Been Engaged In Illegal Conduct Two Ind
Date 04/06/2009
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined three broker-dealers — J.P. Turner & Co., of Atlanta, Park Financial Group, Inc., of Maitland, FL, and Legent Clearing, LLC, of Omaha — for failing to implement reasonable anti-money laundering (AML) compliance programs, including the failure to detect, investigate and report instances of potentially suspicious transactions in low-priced stocks.
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BATS Exchange Releases BOLT
Date 04/06/2009
BATS Exchange announces the release of its BOLT (BATS Optional Liquidity Technology) pre-routing display strategy, effective Friday, June 5th.
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SIFMA Supports Many Derivatives Reforms
Date 04/06/2009
Tim Ryan, President and CEO of the Securities Industry and Financial Markets Association (SIFMA), today released the following statement in conjunction with hearings in the Senate Agriculture Committee on regulatory reform and the derivatives markets: “Restoring stability and confidence in the economy remains our highest priority. We need smart regulatory reform that provides additional oversight of the derivatives market and greater transparency of all derivatives products for reg
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CFTC: Subcommittee On Convergence To Convene First Public Session
Date 04/06/2009
On Monday, June 8, 2009, from 1:00 p.m. to 4 p.m., members of the Subcommittee on Convergence in Agricultural Commodity Markets will conduct their first public conference call.
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