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UK's Financial Services Authority Closes Supervisory Investigation Of Royal Bank of Scotland Group
Date 02/12/2010
In May 2009 the Financial Services Authority (FSA) launched a supervisory investigation into Royal Bank of Scotland Group (RBS), as one of the UK banks that required partial taxpayer bailout support. This work considered if regulatory rules had been broken and what, if any, action was appropriate. The review was necessarily extensive and looked specifically at the conduct of senior individuals at the bank, the acquisition of ABN AMRO in 2007 and the 2008 capital raisings. The FSA
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Boerse Stuttgart Reports A Turnover Of Almost EUR 9.3 Billion For November - The Month With The Highest Transaction Volumes This Financial Year - <I>Bondm</I> SME Segment Brings Growth In Bond Trading
Date 02/12/2010
In November 2010 Boerse Stuttgart, according to its order book statistics, had a turnover of almost EUR 9.3 billion, an increase of almost 20 percent in a month-on-month comparison. Trading volumes from January up until and including November amounted to around EUR 86.4 billion.
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Semi-Annual Review Of OMX Stockholm 30 Index
Date 02/12/2010
The NASDAQ OMX Group, Inc. (NASDAQ:NDAQ) announced today the result of the semi-annual review of the OMX Stockholm 30 Index (NASDAQ OMX Stockholm: OMXS30), which will become effective with the market open on Monday, January 3, 2011. NASDAQ OMX reports that there are no changes in the OMXS30 Index composition in this semi-annual review. The OMXS30 Index is composed of the 30 most traded stocks on NASDAQ OMX Stockholm and dates back to September 1986. The index is designed
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SGX Securities And Derivatives Volumes Increased Year On Year
Date 02/12/2010
Singapore Exchange (SGX) today said its securities and derivatives volumes have increased in November compared to a year ago, as Singapore and regional economies rebounded.
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Boerse Stuttgart's Bondm Initiative For SMEs - RENA Issues Corporate Bond In <I>Bondm</I> Segment - Private Investors Can Subscribe To The New Bond From 2 December
Date 02/12/2010
RENA GmbH is to issue a corporate bond in Boerse Stuttgart's Bondm segment. Investors will have the opportunity of subscribing to the bond issue of this medium-sized mechanical engineering company from 2 December 2010. The bond issue has a total volume of up to EUR 75 million, matures in 2015 and has a coupon of 7 percent. RENA GmbH is the eighth company to be listed in the Bondm segment for small and mid-sized enterprises (SMEs). The bonds are denominated in units of EUR 1,000. Private inves
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Henderson Global Investors Adopts Bloomberg TCA
Date 02/12/2010
Bloomberg Transaction Cost Analysis (BTCA) Offers Broker-Neutral, Pre- and Post-Trade Analytics to Optimize Trading Performance BTCA Meets Compliance Needs and Delivers Performance Assessment with On-Demand Reporting TCA importance reflects regulatory scrutiny, competition for assets and increased liquidity fragmentation
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Chi-X Japan Passes ¥50 Billion Monthly Turnover Milestone - Four Months After Launch, Chi-X Japan Has 11 Broker-Dealer Trading Participants On Its Platform With Additional Participants Pending
Date 02/12/2010
Chi-X Japan Limited, a wholly-owned subsidiary of alternative trading venue operator Chi-X Global, today announced that turnover on its platform reached ¥50.2 billion in November, more than five times October’s turnover of ¥9.6 billion and well ahead of September’s ¥2.5 billion. Additionally, for the month of November, 98.3 million shares were traded on Chi-X Japan.
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Tokyo Grain Exchange - Monthly Trading Report November 2010
Date 02/12/2010
Click here to download the monthly trading report for the Tokyo Grain Exchange.
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SIX Exchange Regulation: Investigation Of Altin Ltd
Date 02/12/2010
SIX Exchange Regulation opens an investigation of Altin Ltd on the grounds of possible breaches of the rules governing ad hoc publicity and the disclosure rules of the Directive on Information relating to Corporate Governance.
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Opening Statement, Public Meeting On Proposed Rules Under Dodd-Frank Act, CFTC Commissioner Michael V. Dunn
Date 01/12/2010
Thank you all for joining us today for this important meeting regarding the implementation of the Dodd-Frank Act. Today’s meeting will address proposed rules regarding: Core principles and other requirements for designated contract markets; General regulations for derivatives clearing organizations; Information management requirements for derivatives clearing organizations;
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