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  • ASIC Releases Exchange Traded Funds Report

    Date 29/03/2012

    ASIC released a report on exchange traded funds (ETFs) today which outlines how this growing industry is regulated in Australia and the impact of proposed international principles to address concerns by overseas regulators. Report 282 Regulation of Exchange Traded Funds ( REP 282), explains ASIC’s current understanding about the operation of ETFs and ongoing work in this area.

  • New ASX Chairman

    Date 29/03/2012

    The ASX Board has elected Mr Roderic (Rick) Holliday-Smith to succeed Mr David Gonski as Chairman of Directors. Mr Gonski is resigning as a director of ASX effective today and will take up his appointment as Chair of the Future Fund Board of Guardians on 3 April 2012.

  • ASIC Releases First Enforcement Report

    Date 29/03/2012

    ASIC today released its first report detailing ASIC enforcement actions for the period 1 July to 31 December 2011.

  • Lombard Verdicts Highlight Directors’ Duties, Says New Zealand's Financial Markets Authority

    Date 29/03/2012

    The Financial Markets Authority (FMA) today acknowledged the High Court's sentencing of four directors of Lombard Finance & Investments.

  • ASIC’s Challenges In The Years Ahead

    Date 29/03/2012

    A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Asian and Oceanian Stock Exchanges Federation 30th AOSEF General Assembly & Working Committee Meeting, 29 March 2012.