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Japan's Securities And Exchange Surveillance Commission Recommendation For Administrative Action Based On Findings Of The Inspection Of UBS Securities Japan Ltd.

Date 12/12/2011

1 Contents of the Recommendation

Pursuant to Article 20, paragraph 1 of the Act for Establishment of the Financial Services Agency (FSA), today, on December 9, 2011, the Securities and Exchange Surveillance Commission issued a recommendation that the Prime Minister and the Commissioner of the FSA take administrative action and any other appropriate measures against UBS Securities Japan Ltd.* (hereinafter referred to as the “Company”). This recommendation is based on the findings of an inspection, whereby the following breach of laws and regulations by the Company was identified.

UK's Financial Services Authority Board Publishes Report Into The Failure Of The Royal Bank Of Scotland

Date 12/12/2011

The Financial Services Authority (FSA) has published its Board’s Report into ‘The failure of the Royal Bank of Scotland’ (RBS).

Japan's Securities And Exchange Surveillance Commission: Recommendation For Administrative Action based On Findings Of The Inspection Of Citigroup Global Markets Japan Inc.

Date 12/12/2011

1  Contents of the Recommendation

Pursuant to Article 20, paragraph 1 of the Act for Establishment of the Financial Services Agency (FSA), today, on December 9, 2011, the Securities and Exchange Surveillance Commission (SESC) issued a recommendation that the Prime Minister and the Commissioner of the FSA take administrative action and any other appropriate measures against Citigroup Global Markets Japan Inc.* (hereinafter referred to as the “Company”). This recommendation is based on the findings of an inspection, whereby the following breaches of laws and regulations by the Company were identified.

Dubai Gold & Commodities Exchange Weekly Market Commentary - December 11, 2011

Date 11/12/2011

Welcome to the Weekly Market Commentary from DGCX, providing you with a snapshot of what’s happening in the energy, precious metal and currency futures markets. 

Joint IMF-People’s Bank Of China Symposium Calls For Strengthening Financial Stability Assessments In Asia And Worldwide

Date 10/12/2011

In the wake of the global financial crisis, authorities worldwide, including those in Asia, are stepping up their efforts to assess the health of their financial sectors in close collaboration with the International Monetary Fund (IMF). In the past two years, the IMF conducted its first-ever Financial Sector Assessment Program (FSAP) reviews of China and Indonesia, jointly with the World Bank. FSAP updates have been completed for Bangladesh, Cambodia, and the Philippines, and assessments are either underway or will soon be launched in India, Japan, Malaysia, and Australia.

Quarterly Changes To The NASDAQ Q-50 Index

Date 09/12/2011

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the quarterly evaluation of the NASDAQ Q-50 Index (Nasdaq:NXTQ), which will become effective prior to market open on Monday, December 19, 2011.

Standard & Poor's Announces Changes In The S&P/TSX Canadian Indices

Date 09/12/2011

Standard & Poor's Canadian Index Operations announces the following index changes as a result of the Quarterly S&P/TSX Composite Index Review.  These changes will be effective at the open on Monday, December 19, 2011.

Annual Changes To The NASDAQ-500 Index And The NASDAQ-400 Index

Date 09/12/2011

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the annual re-ranking of the NASDAQ-500 Index^® (Nasdaq:NDX500) and the NASDAQ-400 Index^® (Nasdaq:NDX400), which will become effective prior to market open on Monday, December 19, 2011.

NYSE Group Inc. Issues Short Interest Report

Date 09/12/2011

The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of November 30, 2011.

Annual Changes To The NASDAQ-100 Index

Date 09/12/2011

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the annual re-ranking of the NASDAQ-100 Index (Nasdaq:NDX), which will become effective prior to market open on Monday, December 19, 2011.