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Novitas Partners And AlfaSec Advisors Enter A Strategic Alliance

Date 10/10/2013

We are pleased to announce that Novitas Partners LLP (Novitas) and AlfaSec Advisors Pte Ltd (AlfaSec) have formed a strategic alliance to provide enhanced Corporate Finance Services. The partnership will offer Corporate Finance Services based in Asia, add improved access to Asia for European clients as well as improved access to Europe for Asian clients.
SIX Swiss Exchange: Regulation Of Short Selling As Part Of Self-Regulation

Date 10/10/2013

In Switzerland, there are no provisions to regulate short selling in terms of laws or stock exchange regulations. In 2008, an announcement was made by the then Swiss Federal Banking Commission (SFBC) and SIX Swiss Exchange imposing certain restrictions on short selling.
Thai Bourse Adds Construction Services Sector, Includes REIT In Property Fund Sector, Effective Jan 2, 2014

Date 10/10/2013

The Stock Exchange of Thailand (SET) will launch new sector No. 28, “Construction Services” and will also include real estate investment trust (REIT) in the Property Fund sector and accordingly rename the sector to be “Property Funds & REIT”, enabling investors to analyze and compare information of each company more accurately.
NYSE Group Inc. Issues Short Interest Report

Date 10/10/2013

The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of September 30, 2013.
NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date September 30, 2013

Date 10/10/2013

At the end of the settlement date of September 30, 2013, short interest in 2,143 NASDAQ Global MarketSM securities totaled 7,096,278,074 shares compared with 7,061,571,599 shares in 2,127 Global Market issues reported for the prior settlement date of September 13, 2013. The end-of-September short interest represents 4.29 days average daily NASDAQ Global Market share volume for the reporting period, compared with 4.86 days for the prior reporting period.

NYSE MKT Issues Short Interest Report

Date 10/10/2013

NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of September 30, 2013.
Remarks At The Securities Enforcement Forum, SEC Chair, Mary Jo White, Washington D.C.

Date 09/10/2013

It is a pleasure to be here. The website posting for this event says I am talking about “the most important issues” that you as inside and outside counsel will face.
Statement By Federal Reserve Board Vice Chair Yellen On Her Nomination By President Obama

Date 09/10/2013

Thank you, Mr. President, I am honored and humbled by the faith you have placed in me. If confirmed by the Senate, I pledge to do my utmost to keep that trust and meet the great responsibilities that Congress has entrusted to the Federal Reserve--to promote maximum employment, stable prices, and a strong and stable financial system.
Statement By Federal Reserve Board Chairman Bernanke On The Nomination of Vice Chair Yellen By President Obama

Date 09/10/2013

President Obama has made an outstanding choice in nominating my colleague and friend Janet Yellen to chair the Federal Reserve Board. Janet is exceptionally well qualified for the position, with stellar academic credentials and a strong record as a leader and a policymaker.
Regulatory Oversight Committee Endorses CICI Utility Developed By DTCC And SWIFT As A Globally Accepted Pre-LOU

Date 09/10/2013

The Depository Trust & Clearing Corporation (DTCC) announced today that the CICI Utility, the interim global legal entity identifier (LEI) solution developed in collaboration with SWIFT, has been endorsed by the Regulatory Oversight Committee (ROC) as a pre-Local Operating Unit (LOU).