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News Centre
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Hong Kong Securities And Futures Commission And Dubai Financial Services Authority Bolster Ties In Supervising Cross-Border Investment Management
Date 10/09/2025
The Securities and Futures Commission (SFC) and the Dubai Financial Services Authority (DFSA), the independent regulator of the Dubai International Financial Centre (DIFC), today signed a Memorandum of Understanding (MoU) to deepen cooperation on the regulatory oversight and supervision of collective investment scheme managers in each other’s markets to ensure compliance, governance, and cross-border regulatory alignment.
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Speech By Samantha Barrass, CEO Financial Markets Authority, To Financial Services Council 2025 Conference
Date 10/09/2025
Hello everyone. It is, as always, a pleasure to be here at the FSC annual conference.
In preparing my remarks today, I’ve been thinking about the future – about what’s around the corner for the financial services sector. It’s important that the FMA is forward-looking and nimble, so that we can anticipate the challenges and opportunities that lie ahead for financial markets.
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ASIC Remakes Basic Deposit And General Insurance Product Distribution Legislative Instrument
Date 10/09/2025
ASIC has remade a legislative instrument that exempts Australian financial services (AFS) licensees from appointing a basic deposit or general insurance product distributor as their authorised representative.
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New Zealand Financial Markets Authority: KiwiSaver Annual Report 2025 Shows Scheme Resilience Amidst Tough Economic Times
Date 10/09/2025
The latest KiwiSaver Annual Report shows the retirement savings scheme is proving to be resilient amidst volatility and uncertainty.
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CalPERS Hires Former SEC Chief Of Staff Prashant Yerramalli - Yerramalli To Serve As Special Advisor, Future General Counsel
Date 09/09/2025
The California Public Employees’ Retirement System today announced that Prashant Yerramalli has been named special advisor to the nation’s largest public pension fund. Yerramalli will serve as a key advisor to CalPERS leadership and board while preparing to assume the role of the agency’s general counsel upon successfully passing the California Bar Examination.
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CFTC And SEC To Host A Joint Roundtable On Regulatory Harmonization Opportunities
Date 09/09/2025
WHAT:
The Commodity Futures Trading Commission and the Securities and Exchange Commission will hold a joint roundtable to discuss regulatory harmonization priorities.
WHEN:
Monday, September 29, 2025
1:00 p.m. - 5:00 p.m. (ET)WHERE:
Securities and Exchange Commission
100 F Street, NE
Washington, DC 20002
Additional Information: SEC and CFTC Joint Roundtable on Regulatory Harmonization Opportunities -
US Federal Bank Regulatory Agencies Announce Third Public Outreach Meeting As Part Of Their Review Of Regulations
Date 09/09/2025
Federal bank regulatory agencies will hold a hybrid public outreach meeting on October 30, 2025, in Kansas City, Missouri, as part of their review of regulations. The Economic Growth and Regulatory Paperwork Reduction Act (EGRPRA) requires the agencies, with input from the public, to review their regulations at least once every 10 years to identify any outdated or otherwise unnecessary regulatory requirements applicable to certain supervised institutions.
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TMX Group Equity Financing Statistics – August 2025
Date 09/09/2025
TMX Group today announced its financing activity on Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) for August 2025.
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Canadian Investment Regulatory Organization Cybersecurity Updates
Date 09/09/2025
On August 11, 2025, CIRO identified a cybersecurity threat. We can confirm that registration information of CIRO member firms and registered individuals was breached.
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Toronto Stock Exchange Announces The 2025 TSX30™, Showcasing The Companies Contributing To Canada's Economic Transformation
Date 09/09/2025
Toronto Stock Exchange (TSX) unveiled its annual TSX30™ today, a ranking of the 30 top-performing companies based on dividend-adjusted share price performance over a three-year period. The 2025 list showcases companies across diverse sectors achieving 431% average returns, while adding a combined $358.5 billion of market value and driving strong investor returns.
