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Japan Securities Clearing Corporation Awarded Asia Risk’s “Clearing House Of The Year”

Date 06/11/2013

Japan Securities Clearing Corporation has been awarded “Clearing House of the Year” in the “Asia Risk Awards 2013” sponsored by Asia Risk magazine.
HKEx 2013 Third Quarter Results

Date 06/11/2013

The Board submits the unaudited consolidated results of the Group for the nine months ended 30 September 2013.
ASX Compliance Monthly Activity Report – October 2013

Date 06/11/2013

New listings for the month were Australian Industrial REIT (ANI), Australian Masters Yield Fund No 3 Limited (AYJ), Australian Masters Yield Fund No 4 Limited (AYK), Dome Gold Mines Limited (DME), Enegex NL (ENX), Korea South-East Power Co Ltd (KOP), Medallion Trust Series 2013-2 (MBJ), Meridian Energy Limited (MEZ), Metlifecare Limited (MEQ), OzForex Group Limited (OFX), Sealink Travel Group Limited (SLK) and 99 Wuxian Limited (NNW).
New Zealand's Financial Markets Authority AFA Update: Issue # 17 - KiwiSaver - Providing Advice To Clients Who Are Considering Transferring Their Australian Superannuation Savings To KiwiSaver

Date 06/11/2013

As you will be aware KiwiSaver is one of the main priorities for FMA. This is because for many New Zealanders, KiwiSaver will be their first investment and will represent a large proportion of their retirement savings and ultimate financial security.
DTCC Receives Approval To Operate Trade Repository In Singapore - DTCC Now Supporting The Start Of Trade Reporting In Singapore - Singapore Repository And Data Centre To Serve As Hub For Other Jurisdictions In Asia Pacific

Date 06/11/2013

The Depository Trust & Clearing Corporation (DTCC) today announced that on 1 November 2013 it had received approval from the Monetary Authority of Singapore (MAS) to operate a global trade repository (GTR) that supports reporting of over-the-counter (OTC) derivatives trades under the jurisdiction of MAS. The first bank commenced reporting on 4 November 2013.

Thai Futures Exchange To Operate Afternoon Session As Normal On Nov 6

Date 06/11/2013

The Thailand Futures Exchange PCL (TFEX) announces that it will resume trading in the afternoon session after trading system has been solved and brokers are able to re-connect with TFEX. Therefore, the afternoon-session trading will operate as normal, with pre-open trading running at 14.00-14.30 hours and the opening trading at 14.30-16.55 hours, while the morning-session trading is closed.
Thailand Futures Exchange Changes Pre-Open Trading Hours On Nov 6

Date 06/11/2013

The Thailand Futures Exchange PCL (TFEX), under the Stock Exchange of Thailand group, announces that the pre-open trading of the morning sessions of derivatives market will be delayed from 09.15 hours due to transaction disruption. TFEX is solving problem and trading resumption will notify later.
OneChicago Names Waseem Barazi Chief Regulatory Officer - Appointment Underscores Firm’s Commitment To Superior Regulatory, Legal And Compliance Oversight

Date 06/11/2013

OneChicago, LLC (OCX), an equity finance exchange, today announced it has named Waseem Barazi as Chief Regulatory Officer. In this new role, Mr. Barazi is responsible for providing strategic leadership and counsel on all regulatory, compliance and commodities and securities law issues for the firm, and will serve as the exchange’s primary liaison to the Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission (SEC). Based in Chicago, he reports to the Regulatory Oversight Committee of OneChicago and David G. Downey, OneChicago’ s Chief Executive Officer.
CFTC Issues Proposed Rule To Require All Registered Introducing Brokers, Commodity Pool Operators, And Commodity Trading Advisors To Become And Remain Members Of A Registered Futures Association

Date 05/11/2013

The Commodity Futures Trading Commission (CFTC or Commission) proposed a rule today to amend its regulations to require that all persons registered with the Commission as introducing brokers (IBs), commodity pool operators (CPOs), and commodity trading advisors (CTAs) become and remain members of at least one registered futures association (RFA). Currently, the National Futures Association (NFA) is the only RFA.
CME Group Inc. Declares Quarterly Dividend

Date 05/11/2013

CME Group, the world's leading and most diverse derivatives marketplace, today declared a fourth-quarter dividend of $0.45 per share, payable December 26, 2013, to shareholders of record December 10, 2013.