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EuroCCP Consolidation Is Complete - Migration Accomplished In Seven Weeks
Date 09/04/2014
European Central Counterparty N.V. (EuroCCP) has completed the consolidation of its constituent businesses, EuroCCP Limited and EMCF N.V., creating the largest cash equities clearer in Europe.
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ESMA Adds KDP_CCP To List Of Authorised CCPs Under EMIR
Date 09/04/2014
The European Securities and Markets Authority (ESMA) has updated its list of Central Counterparties (CCPs) that have been authorised to offer services and activities in the Union in accordance with the European Markets Infrastructure Regulation EMIR (EMIR).
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Moscow Exchange: Market Orders For Closing Auction Resumed
Date 09/04/2014
From 14 April, trading members may again enter market-on-close orders during the trading session and market orders during the closing auction itself. Such orders may only be entered with the quantity of securities indicated.
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Taiwan Futures Exchange Monthly Newsletter - April 2014
Date 09/04/2014
Click here to download TAIFEX's April Newsletter.
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NZX Investor Day 2014
Date 09/04/2014
NZX will host its Investor Day 2014 today in Auckland which includes presentations about NZX's portfolio of businesses from CEO Tim Bennett, Head of Markets Aaron Jenkins, Head of NZX Agri Tony Leggett and CFO Bevan Miller.
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BOX Options Exchange: April 2014 InBOX
Date 09/04/2014
This is the April issue of InBOX, your news source from inside the BOX Options Exchange. This monthly publication will provide convenient summaries of recent developments at BOX.
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US Agencies Adopt Enhanced Supplementary Leverage Ratio Final Rule And Issue Supplementary Leverage Ratio Notice Of Proposed Rulemaking
Date 08/04/2014
The Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency (OCC) on Tuesday adopted a final rule to strengthen the leverage ratio standards for the largest, most interconnected U.S. banking organizations.
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SEC Announces Charges Against Honolulu Woman Defrauding Investors Through Social Media
Date 08/04/2014
The Securities and Exchange Commission today announced fraud charges against a Honolulu woman posing as an investment banker and soliciting investors through Twitter, Facebook, and other social media.
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SEC Charges Las Vegas-Based Transfer Agent With Disclosure Failures In Registration Forms
Date 08/04/2014
The Securities and Exchange Commission today announced enforcement actions against two leaders at a Las Vegas-based transfer agent firm who were responsible for disclosure failures in registration forms filed with the SEC.
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OCC Chief Counsel Testifies On Community Banks
Date 08/04/2014
The Office of the Comptroller of the Currency’s Chief Counsel Amy Friend discussed efforts to minimize the regulatory burden facing community banks and savings associations while maintaining safety and soundness of the federal banking system during her testimony before the U.S. House of Representatives’ Financial Services Committee today.
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