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Nasdaq Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date May 29, 2015

Date 10/06/2015

At the end of the settlement date of May 29, 2015, short interest in 2,275 NASDAQ Global MarketSM securities totaled 7,823,088,546 shares compared with 7,850,811,450 shares in 2,276 Global Market issues reported for the prior settlement date of May 15, 2015. The end-of-May short interest represents 5.05 days average daily NASDAQ Global Market share volume for the reporting period, compared with 4.31 days for the prior reporting period.
NYSE And NYSE Arca Issues Short Interest Report

Date 10/06/2015

The NYSE and NYSE Arca, today reported short interest as of the close of business on the settlement date of May 29, 2015.
Reuters To Offer Free News Content To Online Publishers

Date 10/06/2015

Today Reuters, the world’s largest international multimedia news provider, announced that for the first time, it will offer a portion of Reuters multimedia news content for free to digital publishers through its publisher platform, Reuters Media Express. As the media industry navigates the unprecedented shift to digital publishing and online news consumption, Reuters is committed to innovating and challenging conventional models in order to help publishers and expose more readers to its award-winning news content. This move marks the first time in its more than 160-year history that Reuters has offered its content free-of-charge to publishers at this scale.
NYSE MKT Issues Short Interest Report

Date 10/06/2015

NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of May 29, 2015.
Ontario Securities Commission: Court Dismisses Appeal By Northern Securities Inc. And Victor Philip Alboini

Date 09/06/2015

On June 5, 2015, the Divisional Court dismissed an appeal by Victor Alboini and Northern Securities Inc. (Northern) from two Ontario Securities Commission (OSC) decisions dated December 19, 2013 and September 11, 2014.

Fidelis Insurance Raises Approximately $1.5 Billion In Initial Capital From Leading Investors - Innovative Hybrid Model Designed To Maximize Return On Equity - Industry Veterans Richard Brindle And Neil McConachie To Lead Company - Crestview Partners, CVC Capital Partners And Pine Brook Are Founding Investors

Date 09/06/2015

Fidelis Insurance Holdings Limited ("Fidelis" or "the Company"), a newly-formed specialty insurance and reinsurance provider employing an innovative model to optimize both the underwriting and asset sides of the balance sheet, today announced that it has secured approximately $1.5 billion in equity capital. This marks one of the largest industry capital raises ever, and immediately makes Bermuda-based Fidelis an important new underwriter in the global market. The Company has received an A.M. Best rating of A- (Excellent).
Symbiont 'Smart Securities™' Technology Secures Backing By An All-Star Lineup Of Financial Leaders

Date 09/06/2015

Symbiont, a pioneer in the creation of Smart Securities on the blockchain, has secured $1.25M of seed funding from influential financial market leaders. Early investors include Duncan Niederauer, former CEO of the NYSE Euronext; Matt Andresen, founder of the Island ECN and trading head at Citadel; Getco, LLC founders Dan Tierney and Stephen Schuler through Wicklow Capital; Scott Carmilani, Chairman and CEO of Allied World Assurance Company; and Celeridem FinTech Fund. A 'Series A' round of institutional investment is expected to close in Q3 2015.
SEC Charges Biotech Employee, Two Stockbrokers With Insider Trading On Nonpublic Information About Pharmaceutical Trials And Merger

Date 09/06/2015

The Securities and Exchange Commission today charged three men living in California with insider trading in the stock and options of a biotechnology company where one of them worked.
Two More Banks Reach Resolutions Under US Justice Department's Swiss Bank Program - Société Générale Private Banking Will Pay $17.807 Million Penalty And Berner Kantonalbank AG Will Pay $4.619 Million Penalty - Both Continue To Cooperate With Department Of Justice

Date 09/06/2015

The Department of Justice announced today that two banks, Société Générale Private Banking (Suisse) SA (SGPB-Suisse) and Berner Kantonalbank AG (BEKB), have reached resolutions under the department’s Swiss Bank Program.
Dissenting Statement On The Final Interagency Policy Statement: Failing To Advance Diversity And Inclusion, Commissioner Luis A. Aguilar, U.S. Securities And Exchange Commission, June 9, 2015

Date 09/06/2015

Today, the Securities and Exchange Commission failed to take meaningful steps to advance diversity and inclusion in the financial services industry, as required by Section 342 of the Dodd-Frank Act. Accordingly, I have no choice but to dissent from the Final Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies (the “Final Policy Statement”) that was issued today by the SEC and a number of other financial regulators.