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  • Statement Of SEC Commissioner Daniel M. Gallagher

    Date 04/09/2015

    In May I submitted my resignation to the President, effective on the appointment of my successor. Over the succeeding months, the need to bring greater clarity to my tenure has steadily grown. As a result, I recently informed the President that I intend to leave the Commission on the earlier of the appointment of my successor or Friday, October 2, 2015. It has been a great honor to serve on the Commission during such an important time.

  • CFTC Commitments Of Traders Reports Update

    Date 04/09/2015

    The current reports for the week of September 1, 2015 are now available.

  • TMX Group Equity Financing Statistics – August 2015

    Date 04/09/2015

    TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for August 2015.

  • SEC Charges Seattle-Area Hedge Fund Adviser With Taking Unearned Management Fees - Two Accountants Charged With Performing Deficient Audit Of Fund

    Date 04/09/2015

    The Securities and Exchange Commission today charged a Bellevue, Wash.-based investment advisory firm and its CEO with fraudulently inflating the values of investments in the portfolio of a private fund they advised so they could attain unearned management fees.  The SEC also charged the fund’s outside auditors with performing a deficient audit that enabled the firm to send misleading financial statements to investors.

  • Nigerian Stock Exchange Weekly Report - 4 September 2015

    Date 04/09/2015

    A turnover of 2.440 billion shares worth N21.071 billion in 22,736 deals were traded this week by investors on the floor of The Exchange in contrast to a total of 2.051 billion shares valued at N17.869 billion that exchanged hands last week in 21,762 deals.

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