News Centre

J.P. Morgan To Pay $267 Million For Disclosure Failures

Date 18/12/2015

The Securities and Exchange Commission today announced that two J.P. Morgan wealth management subsidiaries have agreed to pay $267 million and admit wrongdoing to settle charges that they failed to disclose conflicts of interest to clients.

NSX Is Approved By The SEC To Re-Launch Trading Operations - NSX Plan For Phased Roll-Out

Date 18/12/2015

On December 14, 2015, the Securities and Exchange Commission (“SEC”) issued an order granting NSX final approval to re-launch and resume operations for equity and ETF trading.  Accordingly, NSX has given notice to its clients (ETP Holders) that NSX will re-launch trading operations based on a phased roll-out schedule beginning on Tuesday, December 22nd and completing the roll-out on Thursday, December 31st.

OneChicago Large Trader Reporting Guide Effective Date: January 4, 2016

Date 18/12/2015

This Notice to Members (“NTM”) 2015-47 supersedes NTM 2010-12 to eliminate any references to the Securities Industry Automation Corporation (“SIAC”) and to provide an updated large trader reporting (“LTR”) guide. As of November 23, 2015, OneChicago, LLC (“OneChicago” or “OCX”) has eliminated the role of SIAC in LTR of OneChicago products.

National Stock Exchange, Inc. Holiday Schedule

Date 18/12/2015

Thursday, December 24, 2015 -- Abbreviated schedule - NSX will close its regular trading session at 1PM ET.  There will be no post-regular trading hours trading session.

ESMA Vacancy Notice - Head Of Investors & Issuers Department (Deadline: 29/01/2016)

Date 18/12/2015

ESMA is looking for a Head of Investors & Issuers Department - Investment Management (REF.: ESMA/2015/VAC29/AD12).

EEX New Participant: GFI Securities Limited

Date 18/12/2015

GFI Securities Limited has been admitted to exchange trading for Freight Financial Futures.

Mandatory Notification Of Trades - Oslo Børs VPS Holding ASA

Date 18/12/2015

In connection with a monthly share savings plan for employees of subsidiaries, Oslo Børs VPS Holding has sold a total of 1741 shares. New holding is 9287 shares. Employees paid a share price of NOK 85,65- per share, but were allowed a discount of 20% on purchases up to NOK 625.

EEX New Participant: Vitol S.A.

Date 18/12/2015

Vitol S.A. has been admitted to exchange trading for Freight Financial Futures.

Changes In The Composition Of The ATHEX Indices

Date 18/12/2015

The following change of investability weight will take place:

• NATIONAL BANK OF GREECE S.A. to 60% in the composition of all ATHEX Indices that the shares of the company participate.

EEX New Participant: Endesa Generación S.A.

Date 18/12/2015

Endesa Generación S.A. has been admitted to exchange trading for Freight Financial Futures, Futures on Emission Rights and Coal Futures (USD/EUR).