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Xetra/Börse Frankfurt: New Deka Equity Index ETF Launched On Xetra ETF Tracks Highest Dividend Stocks In Euro Zone Excluding Financials

Date 29/09/2015

A new equity index ETF issued by Deka Investment GmbH has been tradable on Xetra and Börse Frankfurt since Tuesday. 

Orc Appoints New Regional Management To Support Growth In The Americas

Date 29/09/2015

Orc, the global market leader in electronic trading technology for listed derivatives, today announced management changes to support growth in the Americas region. Orc has appointed Jesper Alfredsson as President Orc Americas and Oscar Jönsson as Vice President Sales, Orc Americas.

CBOE Holdings To Launch New Options On Three FTSE Russell Indexes October 20

Date 29/09/2015

• Russell 1000® Index (RUI)
• Russell 1000® Value Index (RLV)
• Russell 1000® Growth Index (RLG)

Tokyo Financial Exchange: Extension Of Three-month Euroyen Futures Discount Program

Date 29/09/2015

This informs Members of the extension of the current Discount Program in Three-month Euroyen Futures (Euroyen). TFX has decided to extend the program until the end of March 2016.

Thomson Reuters Receives Two 2015 GRC Technology Innovation Awards For Solutions In ‘Strategy & Performance Management’ For Thomson Reuters Valuation Navigator And In ‘Third Party Management’ For Thomson Reuters World-Check One - 4th Annual GRC Innovation Awards Recognize Technology Innovations In Governance, Risk Management & Compliance Solutions

Date 29/09/2015

Thomson Reuters today announced that two of its newest solutions serving distinct Risk markets – Thomson Reuters Valuation Navigator and Thomson Reuters World-Check One – have been honored, respectively, with 2015 GRC Innovation Awards in “Strategy & Performance Management” and in “Third Party Management” by GRC analyst firm GRC 20/20. The 4th annual GRC Innovation Awards recognize technology innovations and user experience in Governance, Risk Management and Compliance programs and processes.

Tokyo Stock Exchange: Registered On The Lead Managing Underwriter List Of TOKYO PRO-BOND Market: Daiwa Capital Markets America Inc.

Date 29/09/2015

Today, Tokyo Stock Exchange registered Daiwa Capital Markets America Inc. on the Lead Managing Underwriter List of the professional-oriented bond market, i.e. TOKYO PRO-BOND Market. According to this time’s registration, the number of securities companies on the list is 50 as of September 29, 2015.

Third Issue Of The Asian Financial Partnership Center Newsletter

Date 29/09/2015

The Asian Financial Partnership Center (AFPAC) announces the third issue of the Newsletter. Please see the AFPAC Newsletter (vol.3) (PDF:726KB) for details.

Tokyo Stock Exchange: Registered On The Lead Managing Underwriter List Of TOKYO PRO-BOND Market: The Bank Of Nova Scotia

Date 29/09/2015

SEC Charges Trinity Capital Corporation And Former Bank Executives With Accounting Fraud

Date 28/09/2015

The Securities and Exchange Commission today announced that Trinity Capital Corporation and its wholly-owned subsidiary, Los Alamos National Bank, have agreed to pay $1.5 million to settle accounting fraud charges.

CFTC Orders Georgia Resident Michael E. Simmons And His Company Global Consortiums, LLC To Pay Restitution And A Civil Monetary Penalty Totaling More Than $589,000 For Engaging In Foreign Exchange Commodity Pool Fraud

Date 28/09/2015

The U.S. Commodity Futures Trading Commission (CFTC) today entered an Order requiring Respondents Michael E. Simmons and Global Consortiums, LLC, both of Fayetteville, Georgia, jointly to pay a $360,000 civil monetary penalty and restitution totaling $229,660 for committing fraud and misappropriation in connection with operating a commodity pool that offered leveraged or margined off-exchange foreign currency (forex) transactions. Simmons was the sole owner, president, and chief executive officer of Global Consortiums. Neither Respondent has ever been registered with the CFTC.