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News Centre
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Improving Consumer Outcomes Is Everyone’s Job - Keynote Address By ASIC Commissioner Alan Kirkland At The Institute Of Managed Account Professionals Independent Thought Conference In Sydney On 15 October 2025
Date 16/10/2025
Key points
- The responsibility for good consumer outcomes does not sit solely with ASIC. It is the responsibility of all who operate within the financial system.
- Managed accounts are playing an ever-increasing role in Australia’s investment landscape.
- Given its growing significance, ASIC will examine compliance across the managed accounts sector, focusing on governance frameworks, management of conflicts of interest and most importantly, outcomes for consumers.
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SGX Securities Welcomes Soon Hock Enterprise Holding Limited To Mainboard
Date 16/10/2025
SGX Securities today welcomed the listing of Soon Hock Enterprise Holding Limited to Mainboard under the stock code “SHE”.
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New Smart CEO & NZX-Group Executive Appointments Announced
Date 16/10/2025
NZX today announced the appointment of Lisa Turnbull as the new Chief Executive of Smart, formerly known as Smartshares.
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Statement Regarding Minimum Pricing Increments And Access Fee Caps, Paul S. Atkins, Chairman, SEC
Date 15/10/2025
Yesterday, a U.S. court of appeals issued an opinion concerning a 2024 Commission rulemaking amending, among others, Regulation NMS Rules 610 (reducing the access fee caps for protected quotations) and 612 (reducing the minimum pricing increment for quotations and orders for certain NMS stocks). The Court denied the petitioners challenge to the amendments to the access fee caps contained in the Commission’s rulemaking. I welcome the Court’s decision.
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EquiLend And ISLA Americas Release 2025 Latin America Securities Finance User Guide - Comprehensive New Edition Highlights Growth Opportunities And Evolving Regulation Across Six Latin American Securities Finance Markets
Date 15/10/2025
EquiLend, a global financial technology, data and analytics company for the securities finance industry, and ISLA Americas, the regional securities lending trade association, today announced the release of the 2025 Latin America Securities Finance User Guide.
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US Office Of The Comptroller Of The Currency Announces Conditional Approval For Chartering Erebor Bank
Date 15/10/2025
The Office of the Comptroller of the Currency (OCC) announced today that it has conditionally approved the de novo national bank charter application for Erebor Bank, National Association, Columbus, Ohio.
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Innovation At The Speed Of AI, Federal Reserve Governor Christopher J. Waller, At DC Fintech Week, Arlington, Virginia
Date 15/10/2025
Thank you for the opportunity to speak to you today about artificial intelligence (AI).1 AI is a powerful and rapidly advancing technology that has captured everyone's attention. If you've watched enough sci-fi, you know that major technological change is usually either dystopian or utopian—the robots either take over the world or improve it. These polarized views are also common among economists and technologists. On one side, there are the doomers—those convinced that new technologies will destroy jobs, widen inequality, and concentrate power. On the other, there are the techno-optimists—those convinced we're on the brink of an unprecedented leap in productivity, growth, and creativity if we let the technology proliferate. As usual, the truth about AI is probably somewhere in between. The job of an economic policymaker is to separate hype and hyperbole from hard data and sound analysis and understand what AI really means for growth, productivity, and the broader economy.
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EquiLend's 1Source Goes Live With BNY And National Bank Of Canada. Additional Counterparties To Follow - A Major Step Toward Unified Trade Reconciliation Across Securities Finance
Date 15/10/2025
EquiLend, the global financial technology, data and analytics company for the securities finance industry, today announced that The Bank of New York Mellon Corporation ("BNY") (NYSE: BK), a global financial services company, and National Bank of Canada (TSE: NA) began executing trades utilizing 1Source's distributed ledger technology (DLT) to increase efficiency, reduce breaks, and eliminate reconciliations.
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Canadian Investment Regulatory Organization Announces More Than $1.5 Million In Funding For Not-For-Profits To Boost Financial Literacy, Strengthen Investor Protection, And Support Vulnerable Investors, Across Canada
Date 15/10/2025
The Canadian Investment Regulatory Organization (CIRO) has announced $1.55 million in funding for seven not-for-profit organizations who are building financial literacy, committed to strengthening investor protection and assisting vulnerable Canadian investors.
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Interactive Brokers Launches Ask IBKR: AI Tool Delivers Instant Portfolio Answers - New Natural Language Interface Helps Clients Analyze Holdings, Performance, And Allocation In Seconds
Date 15/10/2025
Interactive Brokers (Nasdaq: IBKR), an automated global electronic broker, today announced the launch of Ask IBKR, an AI-powered tool that delivers instant portfolio insights through natural language queries.