News Centre

Hong Kong's Securities And Futures Commission Issues Restriction Notice To Broker To Freeze Client Account Linked To Suspected Insider Dealing

Date 09/03/2018

The Securities and Futures Commission (SFC) has issued a restriction notice to Interactive Brokers Hong Kong Limited (IBHK), prohibiting it from dealing with or processing certain assets held in a client account (the Client Account) which is related to suspected insider dealing in the shares of Bloomage BioTechnology Corporation Limited between 22 May and 15 June 2017.

Women In ETFs At Swiss Exchange

Date 09/03/2018

Euronext Announces Quarterly Review Results Of The CAC Family Indices

Date 09/03/2018

Euronext yesterday announced the results of the quarterly review of the CAC family indices. The changes following the review will be effective from Monday 19 March 2018.

Bank Of England: SONIA Advisory Committee Minutes - 11 December 2017

Date 09/03/2018

To support the Bank in its administration of the SONIA interest rate benchmark, there is a SONIA Advisory Committee consisting of external members. We publish the minutes of their meetings.

Hong Kong's Securities And Futures Commission And Stock Exchange Of Hong Kong Limited Sign Addendum To MOU Governing Listing Matters

Date 09/03/2018

The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), have signed an addendum (Addendum) to the Memorandum of Understanding (MOU) Governing Listing Matters.

STOXX Monthly Index News February

Date 09/03/2018

Following 15 months of uninterrupted gains in global stocks, volatility made a comeback in February, whiplashing investors accustomed to a long stretch of solid and stable returns. The culprit was reportedly the sudden spike in US bond yields, which puts pressure on long-term financial results.

UBS Publishes Annual Report 2017

Date 09/03/2018

The Annual Report 2017 provides comprehensive and detailed information on the firm, its strategy, business, governance, financial performance and risk, treasury and capital management, as well as on the regulatory and operating environment for the financial year 2017.

NZ Exchange Seeks Scale Through Strategic Alliances

Date 09/03/2018

New Zealand’s exchange seeks scale through strategic alliances with global peers

TMX Group Wins Information Technology Deal Of The Year

Date 09/03/2018

TMX Group was awarded the Information Technology Deal of the Year by Canadian Dealmakers at their annual gala event last evening in Toronto. The awards honour excellence in mergers and acquisitions, recognizing Canadian companies and individuals whose transactions have significantly impacted their industry through innovation and growth; establishment of best practices; enhancement of customer needs and products; and creation of value.

SEC: Voya Advisers Agree To Repay Clients And Settle Charges That They Failed To Disclose Securities Lending Conflict

Date 09/03/2018

The Securities and Exchange Commission today charged two investment adviser subsidiaries of Voya Holdings Inc. with failing to disclose conflicts of interest and making misleading disclosures in connection with their practice of recalling securities on loan so their affiliates could receive tax benefits.